AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MB

Michael H. Baldwin

TRB CAPITAL MARKETS
DALLAS, TX 75201
Some features on this profile are disabled
CRD#: 2381895
MB
Michael H BaldwinTRB CAPITAL MARKETS

Professional summary

Michael H Baldwin, who also goes by Michael H Baldwin, Michael Howard Baldwin, is a registered financial professional currently at TRB CAPITAL MARKETS, LLC located in Dallas, Texas.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 4 firms and has passed the Series 63, Series 79TO, Series 52TO, SIE, Series 7 and Series 53 exams.

Aliases

Michael H Baldwin | Michael Howard Baldwin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael H Baldwin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 3, 2026 - Present

TRB CAPITAL MARKETS, LLC

Office #1: Plaza Of The Americas, South Tower 600 North Pearl Street, Suite 2100, Dallas, TX 75201
BD
CRD#: 322618
DALLAS, TX
Past

October 23, 2019 - July 31, 2026

JEFFERIES LLC

BD
CRD#: 2347
ORLANDO, FL
Past

August 3, 2005 - October 24, 2019

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
ORLANDO, FL
Past

July 22, 2005 - October 24, 2019

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
ORLANDO, FL
Past

September 12, 1996 - July 8, 2005

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
ORLANDO, FL
Past

September 4, 1996 - July 8, 2005

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/3/2026)
RR
Alaska
(8/3/2026)
RR
Arizona
(8/3/2026)
RR
Arkansas
(8/3/2026)
RR
California
(8/3/2026)
RR
Colorado
(8/3/2026)
RR
Connecticut
(8/3/2026)
RR
Delaware
(8/3/2026)
RR
District of Columbia
(8/3/2026)
RR
Florida
(8/3/2026)
RR
Georgia
(8/3/2026)
RR
Hawaii
(8/3/2026)
RR
Idaho
(8/3/2026)
RR
Illinois
(8/3/2026)
RR
Indiana
(8/3/2026)
RR
Iowa
(8/3/2026)
RR
Kansas
(8/3/2026)
RR
Kentucky
(8/3/2026)
RR
Louisiana
(8/3/2026)
RR
Maine
(8/3/2026)
RR
Maryland
(8/3/2026)
RR
Massachusetts
(8/3/2026)
RR
Michigan
(8/3/2026)
RR
Minnesota
(8/3/2026)
RR
Mississippi
(8/3/2026)
RR
Missouri
(8/3/2026)
RR
Montana
(8/3/2026)
RR
Nebraska
(8/3/2026)
RR
Nevada
(8/3/2026)
RR
New Hampshire
(8/3/2026)
RR
New Jersey
(8/3/2026)
RR
New York
(8/3/2026)
RR
North Carolina
(8/3/2026)
RR
Ohio
(8/4/2026)
RR
Oklahoma
(8/3/2026)
RR
Oregon
(8/3/2026)
RR
Pennsylvania
(8/3/2026)
RR
Rhode Island
(8/3/2026)
RR
South Carolina
(8/3/2026)
RR
South Dakota
(8/3/2026)
RR
Tennessee
(8/3/2026)
RR
Texas
(8/3/2026)
RR
Utah
(8/3/2026)
RR
Vermont
(8/3/2026)
RR
Virginia
(8/3/2026)
RR
Washington
(8/3/2026)
RR
West Virginia
(8/3/2026)
RR
Wisconsin
(8/3/2026)
RR
Wyoming
(8/3/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 10/17/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/3/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 12/7/2004
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TC
TRB CAPITAL MARKETS, LLC
ESTRADA HINOJOSA | TRB CAPITAL MARKETS, LLC

CRD#: 322618 / SEC#: , 8-70999

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Loading...

Contact information

Main Address
6770 West Expressway 83, Harlingen, TX 78552
Mailing Address
6770 West Expressway 83, Harlingen, TX 78552
Phone number
(956) 682-2265
Established
Texas since 08/19/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (46 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TEXAS REGIONAL BANKOWNER
COULTER, ROBERT VINCENTCHIEF COMPLIANCE OFFICER/MUNICIPAL SECURITIES PRINCIPAL4211707
HEBERT, MICHAEL JAMESCOMPLIANCE OFFICER/VP/SROP1229298
HINOJOSA, NOE JRPRESIDENT - MUNICIPAL BANKING1782212
JOHNSON, KRISTY KAYFINOP4470948
TIPPIT, JOHN LEE IVCEO/PRESIDENT OF CAPITAL MARKETS5809446

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRB CAPITAL MARKETS, LLC

CRD#: 322618Dallas, TX 75201

TRUST BUT VERIFY

Monitor Michael Baldwin

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Kenneth Bernard Hopkins
Kenneth HopkinsAdvisorCheck Check Mark
ORION WEALTH MANAGEMENT LLC
IAR
RR
RICHARDSON, TX
David Antonio Alvarez
David AlvarezAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
GRAPEVINE, TX
JM
Jonathan MeaneyAdvisorCheck Check Mark
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
IAR
RR
Dallas, TX
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.