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Christopher Patrick Cahill

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES
NEWARK, NJ
·CRD# 2380064·30 years experience

Professional Summary

Christopher Patrick Cahill, who also goes by Chris Patrick Cahill, is a registered financial advisor currently at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Patrick Cahill

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC·CRD# 18353
BD
655 Broad Street, Newark, NJ 07102
September 14, 2022 - Present
BNY MELLON CAPITAL MARKETS, LLC·CRD# 17454
BD
New York, NY
January 2, 2014 - July 8, 2022
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
February 20, 2008 - January 7, 2014
NATIONAL FINANCIAL SERVICES LLC·CRD# 13041
BD
Jersey City, NJ
December 8, 1999 - February 22, 2008
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
August 27, 1996 - November 3, 1998

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Current Firm

PI
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

PAMCO SECURITIES CORPORATION | PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | PRUDENTIAL ASSET MANAGEMENT COMPANY SECURITIES CORPORATION

CRD#: 18353 / SEC#: 8-36540
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

655 Broad Street 19th Floor, Newark, NJ 07102

Mailing Address

655 Broad Street 19th Floor, Newark, NJ 07102

Phone Number

(973) 802-6000

Established

Delaware since 10/09/1996

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PIFM HOLDCO, LLCSOLE MEMBER—
HENNING, MEREDITH FARWELLSENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER4315489
LEE, H SOOSENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER6834507
LEIBOWITZ, KARENPRESIDENT2693999
PRUZINSKY, KRISTIN ANNESENIOR VICE PRESIDENT AND CHIEF PRODUCT OFFICER5347722
SMIT, ROBERT PHILIPCHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER2332366
TAITE, LOUIS ANTHONYCHIEF OPERATIONS OFFICER AND SENIOR VICE PRESIDENT5065572

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(9/14/2022)
RR
Tennessee
(11/15/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1996About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

Series 7 — General Securities Representative Examination

Passed Aug 1996About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Patrick Cahill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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