RW
Robert R. Womack
ARISTOTLE CAPITAL MANAGEMENT
Los Angeles, CA 90025-0449
Some features on this profile are disabled
CRD#: 2379368
RW
Professional summary
Based in Los Angeles, Robert Reid Womack combines long experience in securities with leadership roles at Aristotle Capital and related firms. He has been registered to provide investment advice in California since 2011 and added broker-related registration through Foreside in 2023. He holds industry exams (SIE, Series 7 and Series 24) and is approved by FINRA. Many clients seek his help with portfolio management and navigating securities trades and strategies. He works across numerous U.S. jurisdictions and focuses on investment management and credit-related activities.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rob Womack Jr | Robert Reid Womack Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Robert holds multiple executive roles at Aristotle entities: Managing Director at Aristotle Capital Management (since 2011, substantial monthly hours during trading), Chief Innovation Officer at Aristotle Credit Partners (since 2014), Managing Director roles for Boston and New York affiliates, and a member of Aristotle Pacific’s executive committee (since 2023). In plain terms, he helps run and shape investment firms and participates in trading and strategy decisions. These activities are not linked to insurance, tax, law, or real estate. Because he serves several related firms, there can be overlap between firm interests and client needs; he is expected to prioritize clients' interests if such situations arise.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Reid Womack's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2011 - Present
ARISTOTLE CAPITAL MANAGEMENT, LLC
Office #1: 11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449RIA
CRD#: 109876
Los Angeles, CA
Current
October 6, 2023 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025BD
CRD#: 148477
Los Angeles, CA
Past
January 2, 2013 - October 24, 2023
IMST DISTRIBUTORS, LLC
BD
CRD#: 130745
LOS ANGELES, CA
Past
January 13, 2012 - December 31, 2012
GRAND DISTRIBUTION SERVICES, LLC
BD
CRD#: 127700
MILWAUKEE, WI
Past
October 29, 2009 - December 31, 2009
EVERGREEN INVESTMENT MANAGEMENT CO
RIA
CRD#: 104594
BOSTON, MA
Past
October 29, 2009 - December 31, 2009
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
BD
CRD#: 487
CHARLOTTE, NC
Past
July 30, 1998 - October 20, 2008
METROPOLITAN WEST SECURITIES, LLC
RIA
CRD#: 30172
LOS ANGELES, CA
Past
January 9, 1998 - June 30, 2008
METROPOLITAN WEST SECURITIES, LLC
BD
CRD#: 30172
LOS ANGELES, CA
Past
January 26, 1996 - October 1, 1997
ASTRA FUND DISTRIBUTORS CORP.
BD
CRD#: 6930
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ARISTOTLE CAPITAL MANAGEMENT, LLC
ARISTOTLE | REED CONNER & BIRDWELL LLC | REED CONNER & BIRDWELL | ARISTOTLE CAPITAL MANAGEMENT, LLC
CRD#: 109876 / SEC#: 801-60014
RIA
Registered Investment Advisory firm - (2/8/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
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Alabama(10/24/2023)
RR
Alaska(10/24/2023)
RR
Arizona(10/24/2023)
RR
Arkansas(10/24/2023)
IAR
California(12/16/2011)
RR
California(10/23/2023)
RR
Colorado(10/24/2023)
RR
Connecticut(10/24/2023)
RR
Delaware(10/24/2023)
RR
District of Columbia(10/24/2023)
RR
Florida(10/24/2023)
RR
Georgia(10/24/2023)
RR
Hawaii(10/24/2023)
RR
Idaho(10/24/2023)
RR
Illinois(10/24/2023)
RR
Indiana(10/24/2023)
RR
Iowa(10/24/2023)
RR
Kansas(10/24/2023)
RR
Kentucky(10/24/2023)
RR
Louisiana(10/24/2023)
RR
Maine(10/24/2023)
RR
Maryland(10/24/2023)
RR
Massachusetts(10/24/2023)
RR
Michigan(10/24/2023)
RR
Minnesota(10/24/2023)
RR
Mississippi(10/24/2023)
RR
Missouri(10/24/2023)
RR
Montana(10/24/2023)
RR
Nebraska(10/24/2023)
RR
Nevada(10/24/2023)
RR
New Hampshire(10/24/2023)
RR
New Jersey(10/24/2023)
RR
New Mexico(10/24/2023)
RR
New York(10/24/2023)
RR
North Carolina(10/24/2023)
RR
North Dakota(10/24/2023)
RR
Ohio(10/25/2023)
RR
Oklahoma(10/24/2023)
RR
Oregon(10/24/2023)
RR
Pennsylvania(10/24/2023)
RR
Puerto Rico(10/24/2023)
RR
Rhode Island(10/24/2023)
RR
South Carolina(10/24/2023)
RR
South Dakota(10/24/2023)
RR
Texas(10/24/2023)
RR
Utah(10/24/2023)
RR
Vermont(10/24/2023)
RR
Virgin Islands(1/12/2024)
RR
Virginia(10/24/2023)
RR
Washington(10/24/2023)
RR
West Virginia(10/24/2023)
RR
Wisconsin(10/24/2023)
RR
Wyoming(10/24/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AC
ARISTOTLE CAPITAL MANAGEMENT, LLC
ARISTOTLE | REED CONNER & BIRDWELL LLC | REED CONNER & BIRDWELL | ARISTOTLE CAPITAL MANAGEMENT, LLC
CRD#: 109876 / SEC#: 801-60014
RIA
Registered Investment Advisory firm - (2/8/2001 Approved)PREMIUM
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Contact information
Main Address
11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449
Mailing Address
Phone number
(310) 478-4005
Established
Firm type
Fiscal year end
# of Employees
170
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,169 |
| AUM (Assets Under Management) | $ 43,543,321,650 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
