Lobna S. Hassan
Professional summary
Lobna S Hassan, who also goes by Lobna Saad Aboelfadel, Lobna Saad Hassan, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Westlake Village, California.
Lobna is registered as a RR (Registered Representative) and started their career in finance in 1993. Lobna has worked at 9 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lobna S Hassan's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2019 - Present
NYLIFE SECURITIES LLC
Office #1: 2625 Townsgate Road Suite 300, Westlake Village, CA 91361March 13, 2018 - September 16, 2019
PARK AVENUE SECURITIES LLC
March 30, 2017 - December 6, 2017
FARMERS FINANCIAL SOLUTIONS, LLC
September 1, 2015 - February 7, 2017
ALLSTATE FINANCIAL SERVICES, LLC
April 23, 2014 - February 19, 2015
THE O.N. EQUITY SALES COMPANY
November 2, 2009 - December 24, 2013
MML INVESTORS SERVICES, LLC
January 19, 2005 - July 10, 2009
FORESTERS EQUITY SERVICES, INC.
June 20, 2000 - December 6, 2004
NEW ENGLAND SECURITIES
December 13, 1995 - October 23, 1998
NYLIFE SECURITIES LLC
November 16, 1993 - March 24, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/16/2019)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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Company Information
NYLIFE SECURITIES LLC
CRD#: 5167Westlake Village, CA 91361TRUST BUT VERIFY
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