Stephen P. Geraghty

KOVALCIK & GERAGHTY WEALTH PARTNERS LLP

Upper Arlington, OH 43221

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CRD#: 2378836

Professional summary

Stephen Patrick Geraghty, CFP®, who also goes by Steve Geraghty, is a registered financial advisor currently at KOVALCIK & GERAGHTY WEALTH PARTNERS LLP located in Upper Arlington, Ohio.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Stephen has worked at 5 firms and has passed the Series 63, Series 7, Series 10 and Series 9 exams.

Question & Answer

What are your service offerings?

Estate Planning

Tax Planning

Retirement Planning

Investment Planning

Comprehensive Financial Planni...

Do you have an area of expertise or specialization?

Business Owners

Corporate Executives

Estate & Generational Planning...

High Net Worth Client Needs

Investment Advice with Ongoing...

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

Steve Geraghty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Patrick Geraghty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1997

Experience

Current

January 25, 2022 - Present

KOVALCIK & GERAGHTY WEALTH PARTNERS LLP

Office #1: 2074 Arlington Ave, Upper Arlington, OH 43221

RIA

CRD#: 159811

Upper Arlington, OH

Past

January 4, 2012 - December 31, 2021

KOVALCIK & GERAGHTY WEALTH PARTNERS LLP

RIA

CRD#: 159811

UPPER ARLINGTON, OH

Past

January 2, 2009 - January 9, 2012

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

UPPER ARLINGTON, OH

Past

February 17, 2005 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

UPPER ARLINGTON, OH

Past

February 4, 2005 - January 9, 2012

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

UPPER ARLINGTON, OH

Past

January 1, 2000 - February 9, 2005

OSAIC FA, INC.

RIA

CRD#: 3978

COLUMBUS, OH

Past

September 20, 1993 - February 9, 2005

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

September 20, 1993 - February 9, 2005

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KOVALCIK & GERAGHTY WEALTH PARTNERS LLP

CRD#: 159811 / SEC#: 801-72943

RIA

Registered Investment Advisory firm - (1/4/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/25/2022)

IAR

Texas
(3/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/21/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/17/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/25/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/15/2005

General Securities Sales Supervisor - Options Module Examination

Current Firm

KOVALCIK & GERAGHTY WEALTH PARTNERS LLP

CRD#: 159811 / SEC#: 801-72943

RIA

Registered Investment Advisory firm - (1/4/2012 Approved)

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Contact information

Main Address

2074 Arlington Avenue, Upper Arlington, OH 43221

Mailing Address

Phone number

(614) 222-4888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KGWP ADV2A MARCH 31 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	690
AUM (Assets Under Management)	$ 268,088,748

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen P. Geraghty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Patrick Geraghty's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOVALCIK & GERAGHTY WEALTH PARTNERS LLP

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

KOVALCIK & GERAGHTY WEALTH PARTNERS LLP

State Registrations and Notice Filings

Exams

Series 63

Date: 4/21/1994

Series 7

Date: 9/17/1993

Series 10

Date: 7/25/2005

Series 9

Date: 6/15/2005

Current Firm

KOVALCIK & GERAGHTY WEALTH PARTNERS LLP

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KOVALCIK & GERAGHTY WEALTH PARTNERS LLP

TRUST BUT VERIFY

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