Stephen Patrick Geraghty
CFP®Professional Summary
Stephen Patrick Geraghty, CFP®, who also goes by Steve Geraghty, is a registered financial advisor currently at KOVALCIK & GERAGHTY WEALTH PARTNERS LLP located in Upper Arlington, Ohio. Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Stephen has worked at 5 firms and has passed the Series 63, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Estate & Legacy Planning
- Tax Planning
- Retirement Planning
- Investment Management
- Financial Planning
Other Aliases
Steve Geraghty
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
KOVALCIK & GERAGHTY WEALTH PARTNERS LLP
Contact Information
Main Address
2074 Arlington Avenue, Upper Arlington, OH 43221Phone Number
(614) 222-4888# of Employees
4SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
687AUM (Assets Under Management)
$299,142,929Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
KOVALCIK & GERAGHTY WEALTH PARTNERS LLP
State Registrations and Notice Filings
(1/25/2022)
(3/29/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jul 2005About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jun 2005About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Stephen Patrick Geraghty's CRS (Customer Relationship Summary).
Services Offered by Stephen
- Estate & Legacy Planning
- Tax Planning
- Retirement Planning
- Investment Management
- Financial Planning
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