TG
Thomas A. Grimes
GRIMES & COMPANY
WESTBOROUGH, MA 01581
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CRD#: 2378725
TG
Professional summary
Thomas Albert Grimes, CFP®, who also goes by Tom Grimes, is a registered financial advisor currently at GRIMES & COMPANY located in Westborough, Massachusetts.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Thomas has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Investment Planning
Retirement Planning
Insurance Planning
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
Tom Grimes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WALPOLE COOPERATIVE BANK~NON INVESTMENT RELATED~MAIN ST, WALPOLE, MA 02081~BOARD OF DIRECTORS MEMBER~MAY 2009 2) Laura Grimes Beneficiary Trust fbo Kate Grimes*Walpole Ma*Trustee for sister's Trust*Yes Invest*Beneficiary Trust*1/1/14*Carry out terms of Trust*0 Hrs/1 non trade 3) Laura Grimes Beneficiary Trust fbo Tim Grimes*East Walpole, Ma*Yes Invest*Trustee to brother's Trust*Beneficiary Trust*1/1/14*Carry out terms of Trust*0 Hrs/1 non trade 4) Laura Grimes Beneficiary Trust fbo Thomas Grimes* Yes Invest*East Walpole, Ma*Trustee*Beneficiary Trust*1/1/14*Carry out terms of the Trust*0 Hrs/1 non trade 5) ILIT Trustee*Yes Invest*Westboro, Ma*My brother Tim Grimes ILIT Trustee*1/1/14*Trustee of Trust*0 Hrs
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Albert Grimes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
December 5, 2003 - Present
GRIMES & COMPANY
Office #1: One Technology Drive Suite 100, Westborough, MA 01581RIA
CRD#: 109420
WESTBOROUGH, MA
Past
September 21, 2009 - September 30, 2025
NEWEDGE SECURITIES, LLC
BD
CRD#: 10674
WESTBOROUGH, MA
Past
November 17, 2003 - September 18, 2009
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
WESTBOROUGH, MA
Past
October 13, 1993 - November 18, 2003
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
G&
GRIMES & COMPANY
GRIMES & CO INC | GRIMES & COMPANY, LLC | GRIMES & COMPANY, INC. | GRIMES & COMPANY WEALTH MANAGEMENT, LLC | GRIMES & COMPANY
CRD#: 109420 / SEC#: 801-57193
RIA
Registered Investment Advisory firm - (1/28/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(12/5/2003)
IAR
Texas(6/27/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
G&
GRIMES & COMPANY
GRIMES & CO INC | GRIMES & COMPANY, LLC | GRIMES & COMPANY, INC. | GRIMES & COMPANY WEALTH MANAGEMENT, LLC | GRIMES & COMPANY
CRD#: 109420 / SEC#: 801-57193
RIA
Registered Investment Advisory firm - (1/28/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Technology Drive Suite 100, Westborough, MA 01581
Mailing Address
Phone number
(508) 366-3883
Established
Firm type
Fiscal year end
# of Employees
53
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,415 |
| AUM (Assets Under Management) | $ 5,592,556,041 |
Red Flags
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Company Information
GRIMES & COMPANY
CRD#: 109420Westborough, MA 01581TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
