Charles H. Stamey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Howard Stamey JR, who also goes by Chuck Stamey Jr, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1993. Charles had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 22, Series 2, Series 6 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2002 - December 31, 2013
MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC
October 12, 1994 - May 15, 2019
MANNING & NAPIER ADVISORS, LLC
October 21, 1993 - May 15, 2019
MANNING & NAPIER INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 12/12/1994
Non-Member General Securities ExaminationCurrent Firm
MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC
CRD#: 106652 / SEC#: 801-37236
Contact information
Red Flags
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