DB
Daniel B. Binn
PRIVATE PORTFOLIOS
SAN MATEO, CA 94401
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CRD#: 2378500
DB
Professional summary
Daniel Brian Binn, who also goes by Dan Binn, is a registered financial advisor currently at PRIVATE PORTFOLIOS, INC. located in San Mateo, California and OSAIC WEALTH, INC. located in San Mateo, California.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Daniel has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Binn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LIFE AGENT POSITION: agent NATURE: INSURANCE SALES -AGENT-INVESTMENT RELATES-START DATE: 01/1997-LOCATED AT 424 N SAN MATEO DR STE 200 SAN MATEO, CA 94401-2492 10% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1997 ADDRESS: 424 N San Mateo Dr, Suite 200, San Mateo CA 94401 DESCRIPTION: Variable annuities and an occasional SPIA or index annuity PRIVATE PORTFOLIOS, INC. POSITION: IAR NATURE: PRIVATE PORTFOLIOS- INVESTMENT ADVISORY- IAR-INVESTMENT RELATED-VP -85% TIME SPENT-START DATE 8/2000- LOCATED AT 424 N SAN MATEO DR STE 200 SAN MATEO, CA 94401-2492 INVESTMENT RELATED: Yes NUMBER OF HOURS: 135 SECURITIES TRADING HOURS: 120 START DATE: 08/01/2000 ADDRESS: 424 n san mateo dr, suite 200, san mato CA 94401 DESCRIPTION: RIA
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Brian Binn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2000 - Present
PRIVATE PORTFOLIOS, INC.
Office #1: 424 N. San Mateo Drive Suite 200, San Mateo, CA 94401RIA
CRD#: 111905
SAN MATEO, CA
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 424 N San Mateo Dr Ste 200, San Mateo, CA 94401-2492RIA
BD
CRD#: 23131
SAN MATEO, CA
Past
July 6, 2000 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
SAN MATEO, CA
Past
May 1, 2000 - July 17, 2000
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
January 9, 1998 - May 3, 2000
GUARANTY BROKERAGE SERVICES, INC.
BD
CRD#: 23302
ST. CLOUD, MN
Past
October 9, 1996 - December 19, 1997
WELLS FARGO SECURITIES INC.
BD
CRD#: 17438
SAN FRANCISCO, CA
Past
August 19, 1993 - December 23, 1996
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PP
PRIVATE PORTFOLIOS, INC.
PRIVATE PORTFOLIOS, INC.
CRD#: 111905 / SEC#: 801-110209
RIA
Registered Investment Advisory firm - (4/3/2017 Approved)California
Registered Investment Advisory firm - (5/8/2017 Terminated)Texas
Registered Investment Advisory firm - (4/8/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/14/2024)
IAR
California(9/18/2000)
RR
California(6/14/2024)
RR
Illinois(6/14/2024)
RR
Indiana(6/14/2024)
RR
Kansas(7/9/2024)
RR
Maryland(6/14/2024)
RR
Minnesota(6/14/2024)
RR
Nevada(6/14/2024)
RR
North Carolina(6/14/2024)
RR
Oregon(6/14/2024)
IAR
Texas(10/10/2014)
RR
Texas(6/14/2024)
RR
Washington(6/14/2024)
RR
Wyoming(6/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PP
PRIVATE PORTFOLIOS, INC.
PRIVATE PORTFOLIOS, INC.
CRD#: 111905 / SEC#: 801-110209
RIA
Registered Investment Advisory firm - (4/3/2017 Approved)California
Registered Investment Advisory firm - (5/8/2017 Terminated)Texas
Registered Investment Advisory firm - (4/8/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
424 North San Mateo Drive Suite 200, San Mateo, CA 94401-2491
Mailing Address
Phone number
(650) 548-9800
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 458 |
| AUM (Assets Under Management) | $ 276,099,525 |
Red Flags
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