Gregory A. Braun
CETERA INVESTMENT ADVISERS LLC
BROKEN ARROW, OK 74011
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CRD#: 2378241
Professional summary
Gregory Alan Braun, CFP®, who also goes by Greg Braun, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Broken Arrow, Oklahoma and CETERA WEALTH SERVICES, LLC located in Broken Arrow, Oklahoma.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Gregory has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Greg Braun
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Braun World Network~8320 S 4th St~Broken Arrow~OK~74011~Other~Independent Contractor~9/1/1999~10hrs~0hrs~Meet and review products with customers. Meet and train independent contractors. Attend business meetings. 2) United Health Care~450 Columbus Blvd.~Hartford~CT~06115~Insurance Agent~Agent~5/7/2007~5hrs~2hrs~Solicit sale of health insurance products to small business entities and individual family units. 3) Ben Admin for the Self-Empl~601 Visions Parkway, Suite B~Adel~IA~50003~Other~Agent~1/19/2005~5hrs~4hrs~Solicit owners of small businesses seeking solutions related to business administration needs. 4) BRAUN FINANCIAL SERVICES POSITION: Owner/Proprietor NATURE: Broadservices financial planning firm proving investment guidance and solutions to clients. INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 100 START DATE: 08/01/1996 ADDRESS: 8320 S 4th St, Broken Arrow OK 74011-8809, United States DESCRIPTION: Provide individuals and small businesses with analyses and plans, recommendations and ongoing monitoring services related to specific financial goals. Conduct client meetings, product research and periodic reviews to meet client financial needs.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Alan Braun's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 8320 South 4th Street, Broken Arrow, OK 74011RIA
CRD#: 105644
BROKEN ARROW, OK
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
BROKEN ARROW, OK
Past
June 28, 2006 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
BROKEN ARROW, OK
Past
August 26, 1997 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
BROKEN ARROW, OK
Past
August 23, 1996 - August 22, 1997
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
August 9, 1993 - August 26, 1996
INVESTACORP, INC.
BD
CRD#: 7684
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
RR
Arizona(9/5/2025)
RR
Arkansas(9/5/2025)
RR
Colorado(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Idaho(9/5/2025)
RR
Maryland(9/5/2025)
RR
Michigan(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
RR
Oklahoma(9/5/2025)
IAR
Oklahoma(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Broken Arrow, OK 74011TRUST BUT VERIFY
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