Brian J. Horan

WEST FINANCIAL SERVICES

Mclean, VA 22102

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CRD#: 2378224

Professional summary

Brian James Horan, CPWA® is a registered financial advisor currently at WEST FINANCIAL SERVICES, INC. located in Mclean, Virginia.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Brian has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business name: DELICO Homes Type: S Corp. Address: 3904 Jocelyn St. NW, Washington, DC 20015 Title: President Hours: 1 hour / month (outside trading hours.) Description: My wife and I were advised to form DELICO Homes in 2017 in order to hold real estate we may acquire versus holding it in our individual names.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian James Horan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Experience

Current

August 11, 2017 - Present

WEST FINANCIAL SERVICES, INC.

Office #1: 2010 Corporate Ridge Road Ste 530, Mclean, VA 22102

RIA

CRD#: 137497

Mclean, VA

Past

April 6, 2016 - August 2, 2017

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

BETHESDA, MD

Past

December 8, 2015 - August 2, 2017

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

BETHESDA, MD

Past

October 14, 2005 - September 4, 2014

CHARLES SCHWAB & CO., INC.

CRD#: 5393

VIENNA, VA

Past

April 12, 1996 - November 16, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

August 11, 1993 - April 22, 1996

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEST FINANCIAL SERVICES, INC.

CRD#: 137497 / SEC#: 801-64834

RIA

Registered Investment Advisory firm - (10/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(8/11/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/6/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/13/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/9/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/18/1995

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 9/11/1995

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

WEST FINANCIAL SERVICES, INC.

CRD#: 137497 / SEC#: 801-64834

RIA

Registered Investment Advisory firm - (10/3/2005 Approved)

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Contact information

Main Address

2010 Corporate Ridge Road Ste 530, Mclean, VA 22102

Mailing Address

Phone number

(703) 847-2500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WFS - FORM ADV, PART 2A (4/10/2025)

Regulatory assets under management

Total Number of Accounts	2,636
AUM (Assets Under Management)	$ 2,574,623,952

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Brian J. Horan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian James Horan's CRS (Customer Relationship Summary).

Certified licenses

Experience

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

WEST FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/6/2016

Series 63

Date: 9/13/1993

SIE

Date: 8/2/2017

Series 7

Date: 8/9/1993

Series 24

Date: 9/18/1995

Series 8

Date: 9/11/1995

Current Firm

WEST FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEST FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

Contact information

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