Ira H. Cohen
Professional summary
Ira H Cohen, who also goes by Ira Herbert Cohen, Ira Cohen, is a registered financial professional currently at HAVELI GLOBAL SECURITIES, LLC located in Austin, Texas.
Ira is registered as a RR (Registered Representative) and started their career in finance in 1994. Ira has worked at 8 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ira H Cohen's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2024 - Present
HAVELI GLOBAL SECURITIES, LLC
Office #1: 405 Colorado St, Suite 1600, Austin, TX 78701September 7, 2010 - May 10, 2021
MORGAN STANLEY & CO. LLC
September 19, 2008 - March 11, 2010
HOULIHAN LOKEY ADVISORS, LLC
July 19, 2004 - August 5, 2008
GOLDMAN SACHS & CO. LLC
June 30, 2003 - July 15, 2004
HOULIHAN LOKEY CAPITAL, INC.
March 17, 1998 - August 8, 2002
GOLDMAN SACHS & CO. LLC
November 28, 1997 - March 6, 1998
CITIGROUP GLOBAL MARKETS INC.
April 12, 1996 - March 6, 1998
SALOMON BROTHERS INC.
February 7, 1994 - April 12, 1996
ING BARING (U.S.) SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/29/2024
General Securities Representative ExaminationSeries 79TO
Date: 3/29/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
HAVELI GLOBAL SECURITIES, LLC
CRD#: 323042 / SEC#: , 8-70971
Contact information
FINRA licenses (47 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
