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BT

Brian T. Trimmer

CASTLEOAK SECURITIES, LP
NEW YORK, NY 10281
CRD#: 2377716
Some features on this profile are disabled
BT
Brian Todd TrimmerCASTLEOAK SECURITIES, LP

Professional summary

Brian Todd Trimmer, who also goes by Todd Trimmer, is a registered financial professional currently at CASTLEOAK SECURITIES, LP located in New York, New York.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1993. Brian has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Todd Trimmer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Todd Trimmer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 4, 2026 - Present

CASTLEOAK SECURITIES, LP

Office #1: 200 Vesey Street Fl 04, New York, NY 10281
BD
CRD#: 125334
NEW YORK, NY
Past

September 16, 2024 - February 20, 2026

ROTH CAPITAL PARTNERS, LLC

BD
CRD#: 15407
STAMFORD, CT
Past

August 18, 2020 - October 15, 2024

MAXIM GROUP LLC

BD
CRD#: 120708
Stamford, CT
Past

June 30, 2017 - August 17, 2020

JONESTRADING

BD
CRD#: 6888
Stamford, CT
Past

October 22, 2015 - July 21, 2017

AUERBACH GRAYSON & COMPANY LLC

BD
CRD#: 30761
NEW YORK, NY
Past

August 1, 2014 - October 20, 2015

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY
Past

May 11, 2011 - June 18, 2014

WEEDEN & CO.L.P.

BD
CRD#: 16835
GREENWICH, CT
Past

November 15, 1993 - May 11, 2011

WEEDEN & CO.L.P.

BD
CRD#: 16835
GREENBRAE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/4/2026)
RR
Connecticut
(6/4/2026)
RR
Delaware
(6/4/2026)
RR
District of Columbia
(6/4/2026)
RR
Florida
(6/4/2026)
RR
Illinois
(6/4/2026)
RR
Maryland
(6/4/2026)
RR
Massachusetts
(6/4/2026)
RR
New Jersey
(6/4/2026)
RR
New York
(6/4/2026)
RR
North Carolina
(6/4/2026)
RR
Ohio
(6/4/2026)
RR
Pennsylvania
(6/4/2026)
RR
Texas
(6/4/2026)
RR
Virginia
(6/4/2026)
RR
Wisconsin
(6/4/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 10/1/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/12/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/28/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CASTLEOAK SECURITIES, LP
BGC MARKETS, L.P. | GOLDROCK GROUP LLC | CASTLEOAK SECURITIES, LP

CRD#: 125334 / SEC#: , 8-65786

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
200 Vesey Street Fl 04, New York, NY 10281
Mailing Address
200 Vesey St Fl 04, New York, NY 10281
Phone number
(646) 521-6700
Established
Delaware since 07/01/2004
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
JONES, DAVID RODERICKCHIEF EXECUTIVE OFFICER2389684
CASTLEOAK MANAGEMENT, LLCGENERAL PARTNER
GOMEZ, LUIS JFINOP AND PRINCIPAL FINANCIAL OFFICER4974439
IPPOLITO, PHILIPCHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER1072137
SKINNER, JEFFREY THOMASSENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER4078336

Disclosures

Regulatory Event2
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

CASTLEOAK SECURITIES, LP

CRD#: 125334New York, NY 10281

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