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FIRM PROFILE
Overview
CASTLEOAK SECURITIES, LP is located at 200 Vesey Street Fl 04, New York, NY 10281 and was first established at New York, Delaware in 07/01/2004. After operating for 21 years, CASTLEOAK SECURITIES, LP has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CASTLEOAK SECURITIES, LP’s clients are individuals and 0% of their clients are high net worth individuals. CASTLEOAK SECURITIES, LP has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CASTLEOAK SECURITIES, LP are registered to handle securities or provide financial advice. The firm has 3 disclosures, 2 being regulatory events, 1 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CASTLEOAK SECURITIES, LP‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CASTLEOAK SECURITIES, LP. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for CASTLEOAK SECURITIES, LP Comes From
Understanding the Statistics for CASTLEOAK SECURITIES, LP and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
200 Vesey Street Fl 04, New York, NY 10281
200 Vesey St Fl 04, New York, NY 10281
Small
(646) 521-6700
Delaware since 07/01/2004
Partnership
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| JONES, DAVID RODERICK | CHIEF EXECUTIVE OFFICER | 2389684 | |
| CASTLEOAK MANAGEMENT, LLC | GENERAL PARTNER | ||
| GOMEZ, LUIS J | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4974439 | |
| IPPOLITO, PHILIP | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1072137 | |
| SKINNER, JEFFREY THOMAS | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4078336 |
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Advisor's working at CASTLEOAK SECURITIES, LP
Benedetto Denigris
Robert Dean Renn
Joseph A Mcmanus
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