CF
Clint S. Fish
AVIOR WEALTH MANAGEMENT
BLOOMINGTON, IN 47404
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CRD#: 2377710
CF
Professional summary
Clint Stephen Fish is a registered financial advisor currently at AVIOR WEALTH MANAGEMENT, LLC located in Bloomington, Indiana.
Clint is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Clint has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**FISH RENTALS, RESIDENTIAL REAL ESTATE RENTALS-PERSONALLY OWNED AND RENTED, 1999, NOT INVESTMENT RELATED, 16 HOURS PER MONTH.
***FIRST AMERICAN TRUST, LLC, IN, EFF 11/10/10, SELLING INDIVIDUAL AND GROUP LIFE AND HEALTH INSURANCE, NOT INVESTMENT RELATED, HRS/MO = 100.
***1ST AMERICAN ADVISORY LLC, EFF 3/2001, INVESTMENT ADVISORY SERVICES.
***FIRST AMERICAN PROPERTIES, LLC (REAL ESTATE RENTALS)
***RYUKYU KYUSHO FAMILY MARTIAL ARTS, LLC; PARTNER/INSTRUCTOR AT MARTIAL ARTS SCHOOL; WWW.RYUKYU-KYUSHO.COM; 4 HOURS/ WEEK, NOT DURING TRADING HOURS; NON-SECURITIES RELATED.
***IRONWOOD INVESTMENT MANAGEMENT/IRONWOOD TECHNOLOGY AND BIOTECHNOLOGY FUND; ACT AS MANAGER OF THE MANAGER OF THE FUND AND TO ACT AS THE INVESTMENT MANAGER OF THE FUND; COMPENSATION FROM THE MANAGER OF THE FUND (IRONWOOD INVESTMENT MANAGEMENT) FROM FEES AS THE MANAGER OF THE FUND; 10 HOURS PER WEEK/SOME DURING NORMAL BUSINESS HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Clint Stephen Fish's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 2024 - Present
AVIOR WEALTH MANAGEMENT, LLC
Office #1: 1802 W. 17th Street, Bloomington, IN 47404RIA
CRD#: 148674
BLOOMINGTON, IN
Past
October 9, 2015 - December 10, 2024
FIRST AMERICAN ADVISORY, LLC
RIA
CRD#: 119825
BLOOMINGTON, IN
Past
February 6, 2014 - February 17, 2023
REALTA EQUITIES, INC.
BD
CRD#: 23769
BLOOMINGTON, IN
Past
May 24, 2002 - December 31, 2006
FIRST AMERICAN ADVISORY, LLC
RIA
CRD#: 119825
BLOOMINGTON, IN
Past
February 1, 2002 - February 11, 2004
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
BLOOMINGTON, IN
Past
March 28, 2001 - February 10, 2014
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
BLOOMINGTON, IN
Past
July 27, 1999 - November 8, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
May 26, 1999 - June 21, 1999
PFIC SECURITIES CORPORATION
BD
CRD#: 34941
FRANKLIN, TN
Past
March 15, 1996 - January 29, 1999
WINGSPAN INVESTMENT SERVICES
BD
CRD#: 17516
CHICAGO, IL
Past
March 2, 1995 - March 14, 1996
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
NAPA, CA
Past
February 16, 1994 - February 1, 1995
HAMILTON INVESTMENTS, INC.
BD
CRD#: 821
Past
August 6, 1993 - February 18, 1994
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 6695
NEWPORT BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AVIOR WEALTH MANAGEMENT, LLC
AGATE ASSET MANAGEMENT, LLC | VERDANT WEALTH MANAGEMENT | VERDANT GROUP, LLC | SC FINANCIAL SERVICES | NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | NELSON - VAN DENBURG & ASSOCIATES, LLC | NELSON - VAN DENBURG & ASSOCIATES | LIFESTAGE WEALTH MANAGEMENT | CORPUS CAPITAL MANAGEMENT | AVIOR WEALTH MANAGEMENT, LLC
CRD#: 148674 / SEC#: 801-69773
RIA
Registered Investment Advisory firm - (12/4/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(7/8/2024)
IAR
Arkansas(7/11/2024)
IAR
California(7/10/2024)
IAR
Colorado(7/15/2024)
IAR
Idaho(7/8/2024)
IAR
Illinois(7/12/2024)
IAR
Indiana(7/8/2024)
IAR
Iowa(7/16/2024)
IAR
Kansas(7/8/2024)
IAR
Maryland(7/8/2024)
IAR
Massachusetts(12/16/2024)
IAR
Michigan(7/11/2024)
IAR
Minnesota(7/8/2024)
IAR
Montana(7/9/2024)
IAR
Nevada(7/8/2024)
IAR
New Hampshire(7/10/2024)
IAR
New Mexico(7/9/2024)
IAR
New York(7/8/2024)
IAR
North Carolina(7/9/2024)
IAR
Ohio(7/8/2024)
IAR
Oklahoma(7/9/2024)
IAR
Oregon(7/11/2024)
IAR
Pennsylvania(7/9/2024)
IAR
South Carolina(7/10/2024)
IAR
South Dakota(7/8/2024)
IAR
Texas(7/8/2024)
IAR
Utah(7/9/2024)
IAR
Vermont(7/8/2024)
IAR
Virginia(7/8/2024)
IAR
Washington(7/10/2024)
IAR
Wisconsin(7/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
AW
AVIOR WEALTH MANAGEMENT, LLC
AGATE ASSET MANAGEMENT, LLC | VERDANT WEALTH MANAGEMENT | VERDANT GROUP, LLC | SC FINANCIAL SERVICES | NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | NELSON - VAN DENBURG & ASSOCIATES, LLC | NELSON - VAN DENBURG & ASSOCIATES | LIFESTAGE WEALTH MANAGEMENT | CORPUS CAPITAL MANAGEMENT | AVIOR WEALTH MANAGEMENT, LLC
CRD#: 148674 / SEC#: 801-69773
RIA
Registered Investment Advisory firm - (12/4/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
14301 First National Bank Parkway Suite 410, Omaha, NE 68154
Mailing Address
Phone number
(402) 218-4064
Established
Firm type
Fiscal year end
# of Employees
201
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,385 |
| AUM (Assets Under Management) | $ 5,083,670,234 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AVIOR WEALTH MANAGEMENT, LLC
CRD#: 148674Bloomington, IN 47404TRUST BUT VERIFY
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