Michael T. Mogonye
Professional summary
Michael Todd Mogonye is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Austin, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 55, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Todd Mogonye's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2019 - Present
GREAT POINT CAPITAL LLC
Office #1: 12301 Research Blvd, Bldg 4 Suite 270, Austin, TX 78759November 13, 2002 - May 8, 2003
KERSHNER TRADING GROUP, LLC
December 16, 1998 - October 8, 1999
PROTRADER SECURITIES L.P.
September 26, 1994 - October 7, 1998
BLOCK TRADING INC.
June 28, 1994 - October 28, 1994
TEXAS CAPITAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/14/2019)
Exams
Series 57TO
Date: 2/7/2019
Securities Trader ExamSeries 55
Date: 11/1/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
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