Jon Allison Horton
Professional Summary
Jon Allison Horton was a registered financial advisor. Jon was a previously registered financial professional and started their career in finance 1993 - 1999. Jon had worked at 1 firm and has passed the Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
Contact Information
No current employment
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
Years of Experience
33 years registered in the securities industry
Current & Past Employments
Past
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
Current Firm
LUTHERAN BROTHERHOOD SECURITIES CORP | LUTHERAN BROTHERHOOD SECURITIES CORP.
Contact Information
Established
Pennsylvania since 06/10/1969Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LUTHERAN BROTHERHOOD RESEARCH CORP | PARENT OF LUTHERAN BROTHERHOOD SEC CORP | — |
| BJORK, JOHN CARL | SECRETARY | 2861867 |
| CHRISTIANSON, DAVID JOHN | VICE PRESIDENT | 3087516 |
| ENO, WOODROW EUGENE | DIRECTOR | 1038576 |
| GILBERT, JOHN OREN | DIRECTOR AND CHAIRMAN | 2088601 |
| MILLER, DOUGLAS BRIAN | VICE PRESIDENT | 1041897 |
| MORET, PAMELA J | DIRECTOR | 1092043 |
| NICHOLSON, BRUCE JAY | DIRECTOR | 2200207 |
| RUCKDASHEL, RICHARD BARTON | VICE PRESIDENT | 711930 |
| SCHINKE, THOMAS CARL | VICE PRESIDENT | 1103350 |
| STELLMACHER, JON MICHAEL | DIRECTOR | 3134024 |
| STRANGHOENER, LAWRENCE WAYNE | DIRECTOR | — |
| THOMSEN, JAMES ADLAI | PRESIDENT AND DIRECTOR | 1510675 |
Disclosures
Regulatory Event
2Arbitration
3Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1993About the Series 6 examSimilar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
SOLTIS INVESTMENT ADVISORS, LLC