Ira G. Hart
Professional summary
Ira George Hart JR, who also goes by Ira Hart, Ira George Hart Jr, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Sylmar, California.
Ira is registered as a RR (Registered Representative) and started their career in finance in 1993. Ira has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ira George Hart JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2007 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 13867 Foothill Blvd Ste 107, Sylmar, CA 91342-3035September 15, 2003 - January 16, 2007
ESSEX NATIONAL SECURITIES, LLC
November 29, 2001 - September 15, 2003
GATEWAY INVESTMENT SERVICES, INC.
May 9, 2000 - November 26, 2001
ESSEX NATIONAL SECURITIES, LLC
July 7, 1997 - May 8, 2000
GATEWAY INVESTMENT SERVICES, INC.
January 9, 1995 - May 3, 1996
PRUDENTIAL EQUITY GROUP, LLC
September 8, 1993 - December 23, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/1/2007)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
