Joseph P. Pagliarulo
Professional summary
Joseph Patrick Pagliarulo, who also goes by Joe Pagliarulo, Pags Pagliarulo, Joe Pags, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1993. Joseph has worked at 12 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Patrick Pagliarulo's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2024 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017April 4, 2023 - April 8, 2024
COWEN AND COMPANY
March 3, 2017 - April 10, 2023
JEFFERIES LLC
November 14, 2012 - December 23, 2015
MIZUHO SECURITIES USA LLC
March 18, 2011 - October 30, 2012
DEUTSCHE BANK SECURITIES INC.
September 30, 2009 - March 3, 2011
BARCLAYS CAPITAL INC.
October 28, 2003 - February 11, 2009
UBS SECURITIES LLC
October 16, 2000 - October 17, 2003
MORGAN STANLEY & CO. LLC
July 6, 1999 - October 26, 2000
PRUDENTIAL EQUITY GROUP, LLC
October 21, 1998 - June 23, 1999
GLENN MICHAEL FINANCIAL, INC.
June 27, 1994 - October 14, 1996
STERLING FOSTER & COMPANY, INC.
October 13, 1993 - July 5, 1994
J. GREGORY & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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