Darren A. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darren Anthony Johnson was a registered financial professional .
Darren is a previously registered financial professional and started their career in finance in 1993. Darren had worked at 10 firms and has passed the Series 66, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2011 - February 7, 2012
ODEON CAPITAL GROUP LLC
September 29, 2010 - August 31, 2011
JANNEY MONTGOMERY SCOTT LLC
September 27, 2010 - August 31, 2011
JANNEY MONTGOMERY SCOTT LLC
November 14, 2008 - September 22, 2010
MORGAN KEEGAN & COMPANY, LLC
September 9, 2008 - September 22, 2010
MORGAN KEEGAN & COMPANY, LLC
July 28, 2005 - July 1, 2008
KNIGHT LIBERTAS LLC
May 18, 2004 - July 19, 2005
BGC FINANCIAL, L.P.
September 3, 2002 - May 17, 2004
R.W.PRESSPRICH & CO.
October 26, 2000 - October 7, 2002
JEFFERIES LLC
May 20, 1999 - July 11, 2000
AVONDALE PARTNERS, LLC
March 14, 1997 - March 16, 1999
FIRST UNION CAPITAL MARKETS CORP.
August 25, 1993 - January 31, 1997
J.C. BRADFORD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/10/1999
Limited Representative-Equity Trader ExamCurrent Firm
ODEON CAPITAL GROUP LLC
CRD#: 148493 / SEC#: , 8-68033
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWARTZBERG, EVAN | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 4577412 |
| VAN ALSTYNE, MATHEW HADLOCK | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 5616065 |
| DORFMAN, AARON PAUL | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 6158487 |
| TOLLA, CHRISTOPHER J | CHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER | 5516420 |
| WOLF, THOMAS MICHAEL | SVP/ROSFP | 4509850 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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