Jeffrey D. Adams

ARBOR CAPITAL MANAGEMENT

SAN MATEO, CA 94402

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CRD#: 2376436

Professional summary

Jeffrey David Adams is a registered financial advisor currently at ARBOR CAPITAL MANAGEMENT, LLC located in San Mateo, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Jeffrey has worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey David Adams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 16, 2011 - Present

ARBOR CAPITAL MANAGEMENT, LLC

Office #1: 155 Bovet Road Suite 406, San Mateo, CA 94402

RIA

CRD#: 135450

SAN MATEO, CA

Past

April 3, 2000 - June 13, 2011

GOLDMAN SACHS & CO. LLC

CRD#: 361

SAN FRANCISCO, CA

Past

February 1, 1997 - March 20, 2000

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

August 20, 1993 - January 28, 1997

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/16/2011)

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Exams

State Security Law Exam

Series 63

Date: 12/3/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/19/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/21/2005

General Securities Principal Examination

Current Firm

ARBOR CAPITAL MANAGEMENT, LLC

CRD#: 135450 / SEC#:

California

Registered Investment Advisory firm - (7/24/2000 Approved)

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Contact information

Main Address

155 Bovet Road Suite 406, San Mateo, CA 94402

Mailing Address

Phone number

(650) 779-4040

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 14,800,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey D. Adams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey David Adams's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARBOR CAPITAL MANAGEMENT, LLC

GOLDMAN SACHS & CO. LLC

LEHMAN BROTHERS INC.

DB ALEX. BROWN LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/3/1993

Series 7

Date: 8/19/1993

Series 24

Date: 12/21/2005

Current Firm

ARBOR CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARBOR CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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