Francis E. King
Professional summary
Francis Ernest King, who also goes by Francis E King III, Francis Ernest King III, Frank King, is a registered financial professional currently at STUYVESANT SQUARE ADVISORS, INC. located in Tampa, Florida.
Francis is registered as a RR (Registered Representative) and started their career in finance in 1993. Francis has worked at 2 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francis Ernest King's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2009 - Present
STUYVESANT SQUARE ADVISORS, INC.
Office #1: 212 South Magnolia Street Suite 204, Tampa, FL 33606November 21, 2002 - April 21, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 20, 1993 - July 12, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/12/2009)
(6/11/2009)
(1/15/2010)
(8/6/2009)
(6/11/2009)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
STUYVESANT SQUARE ADVISORS, INC.
CRD#: 148491 / SEC#: , 8-68035
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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