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PA

Peter S. Arethas

STONEHAVEN
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 2375918
PA

Professional summary

Peter Spiros Arethas is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1993. Peter has worked at 20 firms and has passed the Series 63, Series 65, SIE, Series 31, Series 7, Series 4, Series 53, Series 28 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Spiros Arethas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 7, 2025 - Present

STONEHAVEN, LLC

Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020
BD
CRD#: 118913
NEW YORK, NY
Past

July 3, 2023 - July 8, 2025

BUTLER CAPITAL PARTNERS

BD
CRD#: 114242
OYSTER BAY, NY
Past

January 6, 2021 - July 21, 2023

INVICTA CAPITAL LLC

BD
CRD#: 288101
OAKMONT, PA
Past

November 20, 2020 - January 29, 2021

EMU SECURITIES LLC

BD
CRD#: 282630
NEW YORK, NY
Past

April 2, 2015 - March 30, 2018

FIFTH THIRD SECURITIES, INC.

RIA
CRD#: 628
CHICAGO, IL
Past

March 31, 2015 - March 30, 2018

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
CHICAGO, IL
Past

October 1, 2012 - April 8, 2015

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
WORTH, IL
Past

October 1, 2012 - April 8, 2015

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
WORTH, IL
Past

January 18, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
CHICAGO, IL
Past

January 18, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

July 12, 2010 - February 14, 2011

AMERICAN TRUST INVESTMENT SERVICES, INC.

RIA
CRD#: 3001
WHITING, IN
Past

June 15, 2009 - February 14, 2011

AMERICAN TRUST INVESTMENT SERVICES, INC.

BD
CRD#: 3001
WHITING, IN
Past

September 14, 2007 - March 3, 2009

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

November 27, 2006 - September 10, 2007

IFMG SECURITIES, INC.

BD
CRD#: 14416
EVERGREEN PARK, IL
Past

April 16, 2003 - December 31, 2006

TCF INVESTMENTS, INC.

BD
CRD#: 34954
LOMBARD, IL
Past

October 9, 2002 - February 26, 2003

PEB FINANCIAL GROUP, INC.

BD
CRD#: 7708
CHICAGO, IL
Past

February 15, 2001 - December 19, 2001

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LOS ANGELES, CA
Past

June 20, 2000 - October 10, 2000

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

July 30, 1997 - June 26, 2000

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

July 30, 1997 - June 26, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

September 25, 1996 - April 16, 1997

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

April 10, 1996 - August 2, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

November 2, 1994 - March 26, 1996

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

March 9, 1994 - November 4, 1994

RODMAN & RENSHAW INC.

BD
CRD#: 724
CHICAGO, IL
Past

August 6, 1993 - February 10, 1994

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

August 6, 1993 - February 10, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(7/10/2025)
RR
New York
(7/11/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 7/31/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 7/9/2010
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/30/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 11/27/1996
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 8/5/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 4/13/2012
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 4/5/2011
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 5/27/2010
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/6/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SL
STONEHAVEN, LLC
STONEHAVEN, LLC

CRD#: 118913 / SEC#: , 8-53699

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
600 Fifth Avenue 2nd Floor, New York, NY 10020
Mailing Address
600 Fifth Avenue 2nd Floor, New York, NY 10020
Phone number
(917) 349-7050
Established
Delaware since 10/12/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONEHAVEN HOLDINGS LLCSOLE MEMBER OF STONEHAVEN LLC
FRANK, DAVID THOMASCEO3256230
JAFARZADEH, STEVEN ERICCCO2994968
SULLIVAN, MARK JOSEPHCGO2925479

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONEHAVEN, LLC

CRD#: 118913New York, NY 10020

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