SH
Scott A. Hayes
ISC ADVISORS
Dallas, TX 75219
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CRD#: 2375916
SH
Professional summary
Scott Allen Hayes, CFA is a registered financial advisor currently at ISC ADVISORS, INC. located in Dallas, Texas and INSTITUTIONAL SECURITIES CORPORATION located in Dallas, Texas.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Scott has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 87, Series 55, Series 7, Series 9, Series 10, Series 53, Series 4, Series 8 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) OWNER OF VACATION RENTAL PROPERTY, NON-INVESTMENT RELATED. SPENDS APPROX 1 HOUR PER WEEK, AFTER TRADING HOURS. 2) FORMED LIMITED LIABILITY COMPANY, ISC INVESTMENT MANAGEMENT LLC DEC 2011, 3500 OAK LAWN AVE, STE. 400, DALLAS TX 75219--SOLE PURPOSE TO ACQUIRE STOCK IN HOLDING COMPANY. 3) St John Land Conservancy, 9901 Emmaus, St John, VI 00830, start date July 2021, Director/Treasurer, will service on various committees to help raise awareness for the cause, no compensation, 1-2 hours per week, not during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Allen Hayes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 21, 2013 - Present
ISC ADVISORS, INC.
Office #1: 3500 Oak Lawn Ave Ste 400, Dallas, TX 75219RIA
CRD#: 166586
Dallas, TX
Current
February 6, 1997 - Present
INSTITUTIONAL SECURITIES CORPORATION
Office #1: 3500 Oak Lawn Ave Ste. 400, Dallas, TX 75219BD
CRD#: 20291
Dallas, TX
Past
January 18, 2008 - December 31, 2013
INSTITUTIONAL SECURITIES CORPORATION
RIA
CRD#: 20291
DALLAS, TX
Past
December 2, 2005 - March 28, 2011
FETTERMAN INVESTMENTS, INC.
RIA
CRD#: 17028
DALLAS, TX
Past
July 24, 2000 - December 2, 2005
FETTERMAN INVESTMENTS, INC.
BD
CRD#: 17028
DALLAS, TX
Past
July 6, 1994 - February 13, 1997
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Past
November 18, 1993 - June 30, 1994
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
July 21, 1993 - October 19, 1993
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 21, 1993 - October 19, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
ISC ADVISORS, INC.
ISC ADVISORS, INC.
CRD#: 166586 / SEC#: 801-77727
RIA
Registered Investment Advisory firm - (3/20/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/27/2014)
RR
Arkansas(8/4/2015)
IAR
Arkansas(1/4/2018)
IAR
California(9/28/2015)
RR
Colorado(1/5/2000)
RR
District of Columbia(7/25/2007)
RR
Florida(3/8/2005)
RR
Georgia(1/21/2009)
RR
Hawaii(7/6/1999)
RR
Illinois(10/5/2004)
RR
Indiana(3/17/1999)
IAR
Indiana(7/30/2025)
RR
Louisiana(4/29/2010)
IAR
Louisiana(4/18/2018)
RR
Massachusetts(2/11/2002)
RR
Missouri(9/14/2004)
RR
Nebraska(8/28/2003)
RR
New Hampshire(12/11/2015)
RR
New Jersey(4/5/2007)
RR
New Mexico(3/30/2005)
RR
New York(2/12/2024)
RR
Oklahoma(9/16/1999)
RR
Rhode Island(4/6/2006)
RR
South Carolina(9/5/2023)
RR
South Dakota(10/26/2015)
RR
Texas(2/6/1997)
IAR
Texas(3/21/2013)
RR
Virginia(3/26/2003)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 1/23/2002
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 8/11/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IA
ISC ADVISORS, INC.
ISC ADVISORS, INC.
CRD#: 166586 / SEC#: 801-77727
RIA
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Contact information
Main Address
3500 Oak Lawn Ave Ste 400, Dallas, TX 75219
Mailing Address
Phone number
(214) 520-1115
Established
Firm type
Fiscal year end
# of Employees
31
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,989 |
| AUM (Assets Under Management) | $ 1,539,119,817 |
Red Flags
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Company Information
ISC ADVISORS, INC.
CRD#: 166586Dallas, TX 75219TRUST BUT VERIFY
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Contact information
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