Scott E. Shilling
Professional summary
Scott Eric Shilling, who also goes by Scott Eric Shilling, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Edison, New Jersey.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1993. Scott has worked at 13 firms and has passed the Series 66, Series 7TO, Series 52TO, SIE, Series 31, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Eric Shilling's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 22, 2023 - Present
NYLIFE SECURITIES LLC
Office #1: 379 Thornall Street Fl 8, Edison, NJ 08837March 28, 2018 - August 19, 2020
B. RILEY WEALTH ADVISORS, INC.
November 21, 2017 - August 19, 2020
NATIONAL SECURITIES CORPORATION
October 31, 2013 - October 30, 2017
BCG SECURITIES, INC.
October 31, 2013 - October 30, 2017
BCG SECURITIES, INC.
February 16, 2011 - October 31, 2013
NEW ENGLAND SECURITIES
January 12, 2011 - October 31, 2013
NEW ENGLAND SECURITIES
December 9, 2008 - January 3, 2011
WORLD INVESTMENTS, LLC
December 9, 2008 - January 3, 2011
WORLD INVESTMENTS, LLC
March 14, 2008 - December 9, 2008
INVESTORS CAPITAL CORP.
March 14, 2008 - December 9, 2008
INVESTORS CAPITAL CORP.
January 22, 2008 - March 26, 2008
EQUITABLE ADVISORS, LLC
December 21, 2007 - March 26, 2008
EQUITABLE ADVISORS, LLC
January 4, 2005 - December 21, 2007
EQUITAS AMERICA, LLC
May 15, 2002 - December 7, 2004
MORGAN STANLEY DW INC.
March 21, 2002 - December 7, 2004
MORGAN STANLEY DW INC.
December 20, 2000 - January 8, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 4, 1999 - November 9, 1999
LEHMAN BROTHERS INC.
November 12, 1993 - November 12, 1996
TITUS & DONNELLY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2025)
Exams
Series 7TO
Date: 10/22/2023
General Securities Representative ExaminationSeries 52TO
Date: 10/22/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
