David W. Twenhafel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Wayne Twenhafel, CFP® was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1993. David had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2019 - September 9, 2025
T. ROWE PRICE ADVISORY SERVICES, INC.
October 22, 2019 - September 9, 2025
T. ROWE PRICE INVESTMENT SERVICES, INC.
August 21, 2014 - March 16, 2018
M&T SECURITIES, INC.
January 1, 2006 - March 16, 2018
M&T SECURITIES, INC.
June 30, 2003 - December 19, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 29, 1999 - December 17, 2002
CETERA ADVISORS LLC
June 4, 1999 - December 17, 2002
CETERA ADVISORS LLC
February 18, 1998 - June 7, 1999
FFP SECURITIES, INC.
August 2, 1993 - February 17, 1998
IDS LIFE INSURANCE COMPANY
August 2, 1993 - February 17, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
