Timothy J. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Jude Kelly, who also goes by Timothy Jude Kelly, Timothy J Kelly, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1993. Timothy had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2021 - September 21, 2022
PEACHTREE PC INVESTORS, LLC
August 6, 2018 - March 26, 2021
COMPASS SECURITIES CORPORATION
September 12, 2017 - July 12, 2018
QUASAR DISTRIBUTORS, LLC
June 9, 2014 - January 4, 2017
ALPS DISTRIBUTORS, INC.
October 10, 2012 - June 4, 2014
CHARLES SCHWAB & CO., INC.
October 10, 2012 - June 4, 2014
CHARLES SCHWAB & CO., INC.
September 6, 2012 - October 12, 2012
PROSHARE ADVISORS LLC
September 7, 2011 - September 27, 2012
PROFUNDS DISTRIBUTORS, INC.
March 9, 2011 - August 8, 2011
EAGLE STRATEGIES LLC
February 6, 2006 - March 9, 2011
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
February 2, 2006 - August 8, 2011
NYLIFE DISTRIBUTORS LLC
June 21, 2004 - January 3, 2006
COREBRIDGE CAPITAL SERVICES, INC.
November 15, 1995 - June 14, 2004
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
February 10, 1994 - February 28, 1995
PXP SECURITIES CORP.
October 25, 1993 - February 18, 1994
OSAIC WEALTH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PEACHTREE PC INVESTORS, LLC
CRD#: 301004 / SEC#: , 8-70317
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
