James Yount

DESTRA CAPITAL ADVISORS LLC

Bozeman, MT 59715

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CRD#: 2373645

Professional summary

James Yount, who also goes by James Robert Yount, Jim Yount, is a registered financial advisor currently at DESTRA CAPITAL ADVISORS LLC located in Bozeman, Montana and DESTRA CAPITAL INVESTMENTS LLC located in Laguna Beach, California.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. James has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Robert Yount | Jim Yount

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The American Margarita Company, LLC; San Diego, CA; Not Investment-Related; Since 6/2024; Partner; Firm manufactures and distributes beverages; Devote up to 20 hours/month to this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Yount's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2016 - Present

DESTRA CAPITAL ADVISORS LLC

Office #1: 443 N. Willson Avenue, Bozeman, MT 59715

RIA

CRD#: 148574

Bozeman, MT

Current

March 16, 2011 - Present

DESTRA CAPITAL INVESTMENTS LLC

CRD#: 148299

Laguna Beach, CA

Past

October 20, 2009 - November 9, 2010

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

December 7, 2004 - October 19, 2009

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Past

January 8, 2004 - November 30, 2004

HINES PRIVATE WEALTH SOLUTIONS LLC

CRD#: 128145

HOUSTON, TX

Past

September 3, 1993 - August 22, 2003

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Past

July 8, 1993 - August 10, 1993

INVESTEC INC.

CRD#: 18553

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DESTRA CAPITAL ADVISORS LLC

DESTRA ADVISORS LLC | DESTRACOM ADVISORS LLC | DESTRA CAPITAL ADVISORS LLC

CRD#: 148574 / SEC#: 801-71604

RIA

Registered Investment Advisory firm - (12/30/2010 Approved)

Illinois

Registered Investment Advisory firm - (1/4/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/13/2011)

Alaska
(5/3/2011)

Arizona
(5/3/2011)

Arkansas
(5/3/2011)

California
(4/6/2011)

Colorado
(5/3/2011)

Connecticut
(5/3/2011)

Delaware
(5/3/2011)

District of Columbia
(5/3/2011)

Florida
(5/5/2011)

Georgia
(5/3/2011)

Hawaii
(5/10/2011)

Idaho
(5/3/2011)

Illinois
(3/16/2011)

IAR

Illinois
(10/25/2016)

Indiana
(4/14/2011)

Iowa
(5/3/2011)

Kansas
(5/31/2011)

Kentucky
(5/3/2011)

Louisiana
(5/3/2011)

Maine
(5/5/2011)

Maryland
(5/3/2011)

Massachusetts
(5/3/2011)

Michigan
(5/3/2011)

Minnesota
(5/3/2011)

Mississippi
(5/3/2011)

Missouri
(5/3/2011)

Montana
(5/3/2011)

Nebraska
(5/3/2011)

Nevada
(5/3/2011)

New Hampshire
(5/13/2011)

New Jersey
(5/24/2011)

New Mexico
(5/3/2011)

New York
(5/3/2011)

North Carolina
(5/3/2011)

North Dakota
(5/3/2011)

Ohio
(5/4/2011)

Oklahoma
(5/3/2011)

Oregon
(5/3/2011)

Pennsylvania
(5/3/2011)

Puerto Rico
(5/3/2011)

Rhode Island
(5/3/2011)

South Carolina
(5/3/2011)

South Dakota
(5/3/2011)

Tennessee
(5/23/2016)

Texas
(5/3/2011)

Utah
(5/3/2011)

Vermont
(5/3/2011)

Virginia
(5/3/2011)

Washington
(5/3/2011)

West Virginia
(5/3/2011)

Wisconsin
(5/3/2011)

Wyoming
(5/3/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/14/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/29/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/19/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DESTRA CAPITAL ADVISORS LLC

DESTRA ADVISORS LLC | DESTRACOM ADVISORS LLC | DESTRA CAPITAL ADVISORS LLC

CRD#: 148574 / SEC#: 801-71604

RIA

Registered Investment Advisory firm - (12/30/2010 Approved)

Illinois

Registered Investment Advisory firm - (1/4/2011 Terminated)

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Contact information

Main Address

443 N. Willson Avenue, Bozeman, MT 59715

Mailing Address

Phone number

(877) 855-3434

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 414,203,276

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James Yount

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Yount's CRS (Customer Relationship Summary).

Certified licenses

Experience

DESTRA CAPITAL INVESTMENTS LLC

GOLDMAN SACHS & CO. LLC

JANUS HENDERSON DISTRIBUTORS US LLC

HINES PRIVATE WEALTH SOLUTIONS LLC

INVESCO CAPITAL MARKETS, INC.

INVESTEC INC.

Primary Firm SEC Registration

DESTRA CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/14/2016

Series 63

Date: 11/29/1993

SIE

Date: 10/1/2018

Series 7

Date: 7/7/1993

Series 24

Date: 5/19/1998

FINRA

Current Firm

DESTRA CAPITAL ADVISORS LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

DESTRA CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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