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DA

Dmitry Aranovich

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CRD#: 2373613
DA

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Dmitry Aranovich, who also goes by Dima Aranovich, was a registered financial professional .

Dmitry is a previously registered financial professional and started their career in finance in 1993. Dmitry had worked at 4 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Dima Aranovich

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 8, 1997 - November 18, 1999

BLUESTONE CAPITAL CORP.

BD
CRD#: 13516
NEW YORK, NY
Past

April 4, 1995 - March 19, 1997

GKN SECURITIES CORP.

BD
CRD#: 19415
NEW YORK, NY
Past

December 23, 1994 - April 13, 1995

RICKEL & ASSOCIATES, INC.

BD
CRD#: 7839
NEW YORK, NY
Past

October 1, 1993 - December 23, 1994

SOUTH RICHMOND SECURITIES, INC.

BD
CRD#: 14913

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 10/7/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


BC
BLUESTONE CAPITAL CORP.
BLUESTONE CAPITAL CORP. | WHALE SECURITIES CORP. | WHALE SECURITIES CO., L.P. | WHALE SECURITIES CO. | WHALE SECURITIES | WHALE & CO., INC. | SHOCHET SECURITIES A DIVISION OF BLUESTONE CAPITAL CORP.

CRD#: 13516 / SEC#: , 8-29197

BD
Terminated by SEC on 02/19/2002
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 01/18/1983
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
BLUESTONE HOLDING CORP.SHAREHOLDER
BELUSIC, BRANKO PHILIPCFO/TREASURER2989519
GOHD, MATTHEW ARTHURCO- CHAIRMAN/DIRECTOR810443
MCSHERRY, JOSEPH WILLIAMPRESIDENT/COO/DIRECTOR2007353
OCONNOR, DONALD JOSPEHVP-DIRECTOR OF COMPLIANCE1006777
WALTERS, WILLIAM GEORGECO-CHAIRMAN/ DIRECTOR600172

Disclosures


Regulatory Event15
Civil Event2
Arbitration16

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BLUESTONE CAPITAL CORP.

CRD#: 13516

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