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Matthew Arthur Gohd

CRD# 810443·Registered 1984 - 2019
Previously Registered: Being a previously registered professional could mean that Matthew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Matthew Arthur Gohd was a registered financial advisor. Matthew was a previously registered financial professional and started their career in finance 1984 - 2019. Matthew had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

VANDHAM SECURITIES CORP.·CRD# 26258
BD
Park Ridge, NJ
March 16, 2016 - January 2, 2019
WALLACHBETH CAPITAL LLC·CRD# 147853
BD
Boca Raton, FL
October 10, 2012 - February 25, 2016
REVERE SECURITIES LLC·CRD# 14178
BD
New York, NY
March 8, 2010 - October 4, 2012
AVANZA CAPITAL MARKETS INC.·CRD# 103941
BD
New York, NY
December 19, 2008 - March 9, 2010
PALI CAPITAL, INC.·CRD# 117783
BD
New York, NY
December 9, 2003 - December 16, 2008
THE SHEMANO GROUP, INC.·CRD# 35528
BD
San Francisco, CA
May 20, 2002 - November 1, 2002
BLUESTONE CAPITAL CORP.·CRD# 13516
BD
New York, NY
September 13, 1989 - December 21, 2001
GILFORD SECURITIES INCORPORATED·CRD# 8076
BD
New York, NY
August 23, 1984 - September 12, 1989

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Current Firm

VS
VANDHAM SECURITIES CORP.

VANDHAM SECURITIES CORP.

CRD#: 26258 / SEC#: 8-42448
BD
Terminated by SEC on 01/28/2019

Contact Information

Established

New York since 03/16/1990

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CATRINI, FRANK PAULCHAIRMAN OF THE BOARD, CEO, SROP43385
BARBA, TIMOTHY BRUCEFINOP / DIRECTOR824607
CATRINI, CHRISTOPHER NICKSR. VP2133382
SPITZER, JASON HEATHCHIEF OPERATING OFFICER3156522
TORPEY, EUGENE PATRICKCCO730315

Disclosures

Regulatory Event

12

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1990About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Jan 1977About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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