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MI

Martin M. Israel

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CRD#: 2373164
MI

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Martin Michael Israel was a registered financial professional .

Martin is a previously registered financial professional and started their career in finance in 2011. Martin had worked at 1 firm .

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 17, 2011 - March 12, 2012

DRO-WST TRADING, LLC

BD
CRD#: 121439
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Current Firm


DT
DRO-WST TRADING, LLC
DRO-WST TRADING, LLC

CRD#: 121439 / SEC#: , 8-65418

BD
Terminated by SEC on 12/31/2013
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Contact information


Main Address
Mailing Address
Phone number
Established
Illinois since 06/04/2002
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
WESTCOTT, MARK EDWARDSERIES 24 PRINCIPAL, CLASS A MEMBER, CCO1305966
DALESANDRO, MICHAEL ANTHONYCLASS A MEMBER2359354
CARROLL, JOHN DAVIDSERIES 24 PRINCIPAL5823357
DEFONSO, LEONARD MICHAELCLASS B MEMBER5908879
FLEISCHMAN, PAULCLASS B MEMBER
GNAP, PAUL JOSEPHCLASS B MEMBER
GRIFFITH, BRADLEY GENECLASS B MEMBER2399832
HEILMANN, MATTHIAS LOTHARCLASS B MEMBER6002068
KOLE, RYAN MICHAELCLASS B MEMBER4711203
ODONNELL, LUKE GERARD JRCLASS B MEMBER2373517
PINNACLE TRADING, LLCCLASS B MEMBER
SINAPOGLOU, MARIOS KONSTANTINOSCLASS B MEMBER2672554
SOMMERFIELD, TIMOTHY MACKCLASS B MEMBER
VISWANATHAN, SRINIVASANCLASS B MEMBER2590014
WALSH, JAMES MICHAELCLASS B MEMBER3105276

Disclosures


Regulatory Event11

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DRO-WST TRADING, LLC

CRD#: 121439

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