Michael V. Collins
Professional summary
Michael Vincent Collins, who also goes by Mike Collins, Michael Collins, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Winston-salem, North Carolina.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Vincent Collins's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 30, 2023 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 751 W. Fourth Street Suite 410, Winston-salem, NC 27101August 12, 2020 - January 4, 2023
NORTHERN TRUST SECURITIES, INC.
October 9, 2019 - January 7, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 9, 2019 - January 7, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
December 13, 2010 - January 25, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
December 9, 2010 - January 25, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 8, 2008 - November 15, 2010
RUSSELL INVESTMENTS
January 8, 2008 - November 15, 2010
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
March 6, 2007 - January 11, 2008
NEW ENGLAND SECURITIES
February 16, 2007 - January 11, 2008
NEW ENGLAND SECURITIES
January 6, 2006 - December 20, 2006
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
January 15, 2003 - December 20, 2006
CURIAN CAPITAL, LLC
January 15, 2003 - December 31, 2005
INVESTMENT CENTERS OF AMERICA, INC.
November 20, 2002 - January 10, 2003
MORGAN STANLEY DW INC.
June 13, 2001 - May 31, 2002
AMUNDI DISTRIBUTOR US, INC.
December 10, 1997 - November 22, 2000
MFS FUND DISTRIBUTORS, INC.
September 10, 1993 - December 1, 1997
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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Company Information
FORESIDE FUND SERVICES, LLC
CRD#: 46106Winston-salem, NC 27101TRUST BUT VERIFY
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