David J. Keosaian

HORIZONS PLANNING

Ann Arbor, MI 48103

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CRD#: 2373085

Professional summary

David John Keosaian is a registered financial advisor currently at HORIZONS PLANNING CORPORATION located in Ann Arbor, Michigan.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE: SELF-EMPLOYED SOLE PROPRIETOR. AGENT LESS THAN $5000./YEAR COMP. BUSINESS CONDUCTED FROM HORIZONS PLANNING CORP. OFFICE. ADVISE AND SELL ONLY WHERE APPROPRIATE. 5% OF TIME. TAX PREP/ACCOUNTING: UNDER OUR NAME, SOLE PROP. THROUGHOUT YEAR approximately $36,000./YR @70% OF TIME. NO CONFLICT OF INTREST WITH B-D. ACTIVITY CONDUCTED FROM HORIZONS PLANNING CORP. OFFICE. NO SEPARATE E&O. PREPARE INDIVIDUAL TRUST & ESTATE RETURNS. ORGANIZE FINANCIAL PAPERWORK, BALANCE CHECKS BOOKS, RECONCILE BANK STATEMENTS. SMALL BUSINESS BOOKKEEPING ACCOUNTING. PREPARE BOOKS FOR OUTSIDE ACCOUNTS. ADVICE TO BUSINESS OWNERS. PREPARE CHECKS TO VENDORS. NO RECOMEND TO INVEST. MILITARY HEALTHNET GOVERNMENT SERVICES: INDEPENDENT CONTRACTOR. PROVIDE COUNSELING SERVICES TO MILITARY PERSONNEL AND THEIR FAMILIES. LOCATIONS VARIES, MAINLY AT MILITARY FACILITIES IN MICHIGAN, OHIO AND INDIANA. 3% OF MY TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David John Keosaian's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2010 - Present

HORIZONS PLANNING CORPORATION

Office #1: 250 W. Eisenhower Pkwy. Suite 140, Ann Arbor, MI 48103

RIA

CRD#: 115179

Ann Arbor, MI

Past

April 19, 2002 - April 17, 2003

EQUITAS AMERICA, LLC

CRD#: 39806

FARMINGTON HILLS, MI

Past

July 23, 1993 - April 22, 2002

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(8/16/2010)

IAR

Texas
(4/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/20/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/22/1993

General Securities Representative Examination

Current Firm

HORIZONS PLANNING CORPORATION

CRD#: 115179 / SEC#:

Illinois

Registered Investment Advisory firm - (11/5/2007 Terminated)

Michigan

Registered Investment Advisory firm - (6/9/1986 Approved)

Texas

Registered Investment Advisory firm - (4/25/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

250 W. Eisenhower Pkwy. Suite 140, Ann Arbor, MI 48103

Mailing Address

Phone number

(734) 761-3155

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	357
AUM (Assets Under Management)	$ 70,012,228

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David J. Keosaian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David John Keosaian's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORIZONS PLANNING CORPORATION

EQUITAS AMERICA, LLC

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/1999

Series 63

Date: 7/20/1993

Series 7

Date: 7/22/1993

Current Firm

HORIZONS PLANNING CORPORATION

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HORIZONS PLANNING CORPORATION

TRUST BUT VERIFY

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