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Bryan David Uecker

AIF®
IFP SECURITIES
TAMPA, FL
·CRD# 2372103·33 years experience

Professional Summary

Bryan David Uecker, AIF® is a registered financial advisor currently at IFP SECURITIES, LLC located in Tampa, Florida. Bryan is registered as a RR (Registered Representative) and started their career in finance in 1993. Bryan has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary

Years of Experience

33 years in the financial services industry

Current & Past Employments

IFP SECURITIES, LLC·CRD# 297287
BD
3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607
May 23, 2019 - Present
INDEPENDENT FINANCIAL PARTNERS·CRD# 125112
RIA
Austin, TX
April 3, 2017 - August 27, 2026
LPL FINANCIAL LLC·CRD# 6413
BD
Austin, TX
April 3, 2017 - May 23, 2019
KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
Austin, TX
April 20, 2016 - April 5, 2017
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
RIA
Austin, TX
September 15, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Austin, TX
September 15, 2014 - April 5, 2017
FINANCIAL TELESIS INC·CRD# 31012
BD
Austin, TX
March 20, 2014 - September 12, 2014
FINANCIAL TELESIS INC·CRD# 31012
RIA
Austin, TX
March 7, 2014 - September 12, 2014
LUCIEN STIRLING & GRAY ADVISORY GROUP INC·CRD# 112641
RIA
Austin, TX
August 27, 2003 - December 31, 2012
LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION·CRD# 30554
BD
Austin, TX
May 18, 1994 - December 31, 2012
OAK BROOK SECURITIES CORP.·CRD# 16886
BD
Oakbrook Terrace, IL
November 2, 1993 - April 26, 1994

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Current Firm

IS
IFP SECURITIES, LLC

IFP SECURITIES, LLC

CRD#: 297287 / SEC#: 8-70150
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607

Mailing Address

3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607

Phone Number

(813) 341-0960

Established

Delaware since 06/08/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IFP GROUP, LLCOWNER—
ACHESON, JEFFERY ALLENCHIEF STRATEGY & GROWTH OFFICER706698
GILMAN, AARON LEECHIEF INVESTMENT OFFICER5611425
HAMM, WILLIAM CHRISTOPHERPRESIDENT & CHIEF EXECUTIVE OFFICER5814331
HAMM, WILLIAM EUGENE JREXECUTIVE CHAIRMAN OF THE BOARD OF DIRECTORS1227713
JOHNSON, TORIANCHIEF COMPLIANCE OFFICER5363604
MEJIA, OSCAR MIGUELFINOP & CHIEF OPERATING OFFICER5569235

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 04/03/2017 - BMA LIEGENSHAFT LLC/ REAL ESTATE RENTAL/ 1%/ AUSTIN, TX
(2) 04/03/2017 - VINO E LAGO DBA THE BOOK NOOK & JAVA SHOP/ OTHER - BUSINESS OWNER/ 25%/ MONTAGUE, MI
(3) 04/03/2017 - FIRST UNITARIAN CHURCH OF AUSTIN/ OTHER- MUSICIAN/ 4%/ AUSTIN, TX
(4) 04/03/2017 - HARMONIE HOLDINGS, INC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 0%/ AUSTIN, TX
(5) 04/03/2017 - DELTX SERVICES DBA SMART FRINGE/ THIRD PARTY ADMINISTRATOR (TPA)/ 10%/ AUSTIN, TX
(6) 04/03/2017 - ZWILLING VENTURES LP/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 0%/ AUSTIN, TX
(7) 04/03/2017 - SCHONHEIT, LLC/ REAL ESTATE RENTAL/ 0%/ 2 LONTS LN, MONTAGUE, MI 94937-8503
(8) 04/03/2017 - SCHONHEIT/ REAL ESTATE RENTAL/ 0%/ 933 NORTH AVE, NE, GRAND RAPIDS, MI 49503-1647
(9) 04/03/2017 - MOGLICH ENTERPRISES INC./ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 0%/ AUSTIN, TX
(10) 04/03/2017 - FREIHEIT LP/ REAL ESTATE RENTAL/ 0%/ AUSTIN, TX
(11). 4/5/2017 - INDEPENDENT FINANCIAL PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor and Brokerage - Started 02/01/2017 - 20 Hours Per Month During Securities Trading - Time Spent 20% - I provide investment advisory services through INDEPENDENT FINANCIAL PARTNERS, an independent investment advisor firm. I started this business activity in 3/2017. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.
(12) White Lake Music Society; Non-Profit 501(c)
(3); PO Box 234, Montague, MI 49437; Treasurer; Board Member; Accounting for checking account, bill pay, log contributions, board meetings; start date 11/1/2018; 3 hr/mo.
(13) Murr Descendants Trust; Trust fund for daughters; 1300 Constant Springs Dr, Austin, TX 78748; Trustee, serve as trustee for trust fund; start 1/1/2018; 1 hr/mo.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Kentucky
(7/14/2022)
RR
Michigan
(5/23/2019)
RR
New Jersey
(1/16/2025)
RR
Texas
(5/23/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1993About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Bryan David Uecker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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