BU
Bryan D. Uecker
IFP SECURITIES
TAMPA, FL 33607
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CRD#: 2372103
BU
Bryan David UeckerIFP SECURITIES
Professional summary
Bryan David Uecker, AIF® is a registered financial professional currently at IFP SECURITIES, LLC located in Tampa, Florida.
Bryan is registered as a RR (Registered Representative) and started their career in finance in 1993. Bryan has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 04/03/2017 - BMA LIEGENSHAFT LLC/ REAL ESTATE RENTAL/ 1%/ AUSTIN, TX
(2) 04/03/2017 - VINO E LAGO DBA THE BOOK NOOK & JAVA SHOP/ OTHER - BUSINESS OWNER/ 25%/ MONTAGUE, MI
(3) 04/03/2017 - FIRST UNITARIAN CHURCH OF AUSTIN/ OTHER- MUSICIAN/ 4%/ AUSTIN, TX
(4) 04/03/2017 - HARMONIE HOLDINGS, INC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 0%/ AUSTIN, TX
(5) 04/03/2017 - DELTX SERVICES DBA SMART FRINGE/ THIRD PARTY ADMINISTRATOR (TPA)/ 10%/ AUSTIN, TX
(6) 04/03/2017 - ZWILLING VENTURES LP/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 0%/ AUSTIN, TX
(7) 04/03/2017 - SCHONHEIT, LLC/ REAL ESTATE RENTAL/ 0%/ 2 LONTS LN, MONTAGUE, MI 94937-8503
(8) 04/03/2017 - SCHONHEIT/ REAL ESTATE RENTAL/ 0%/ 933 NORTH AVE, NE, GRAND RAPIDS, MI 49503-1647
(9) 04/03/2017 - MOGLICH ENTERPRISES INC./ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 0%/ AUSTIN, TX
(10) 04/03/2017 - FREIHEIT LP/ REAL ESTATE RENTAL/ 0%/ AUSTIN, TX
(11). 4/5/2017 - INDEPENDENT FINANCIAL PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor and Brokerage - Started 02/01/2017 - 20 Hours Per Month During Securities Trading - Time Spent 20% - I provide investment advisory services through INDEPENDENT FINANCIAL PARTNERS, an independent investment advisor firm. I started this business activity in 3/2017. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.
(12) White Lake Music Society; Non-Profit 501(c)(3); PO Box 234, Montague, MI 49437; Treasurer; Board Member; Accounting for checking account, bill pay, log contributions, board meetings; start date 11/1/2018; 3 hr/mo.
(13) Murr Descendants Trust; Trust fund for daughters; 1300 Constant Springs Dr, Austin, TX 78748; Trustee, serve as trustee for trust fund; start 1/1/2018; 1 hr/mo.
CRS (Client Relationship Summary) - BD
Click below to view Bryan David Uecker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 23, 2019 - Present
IFP SECURITIES, LLC
Office #1: 3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607BD
CRD#: 297287
TAMPA, FL
Past
April 3, 2017 - August 27, 2026
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
Austin, TX
Past
April 3, 2017 - May 23, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
AUSTIN, TX
Past
April 20, 2016 - April 5, 2017
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Austin, TX
Past
September 15, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
September 15, 2014 - April 5, 2017
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
AUSTIN, TX
Past
March 20, 2014 - September 12, 2014
FINANCIAL TELESIS INC
BD
CRD#: 31012
AUSTIN, TX
Past
March 7, 2014 - September 12, 2014
FINANCIAL TELESIS INC
RIA
CRD#: 31012
AUSTIN, TX
Past
August 27, 2003 - December 31, 2012
LUCIEN STIRLING & GRAY ADVISORY GROUP INC
RIA
CRD#: 112641
AUSTIN, TX
Past
May 18, 1994 - December 31, 2012
LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION
BD
CRD#: 30554
AUSTIN, TX
Past
November 2, 1993 - April 26, 1994
OAK BROOK SECURITIES CORP.
BD
CRD#: 16886
OAKBROOK TERRACE, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kentucky(7/14/2022)
RR
Michigan(5/23/2019)
RR
New Jersey(1/16/2025)
RR
Texas(5/23/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IS
IFP SECURITIES, LLC
IFP SECURITIES, LLC
CRD#: 297287 / SEC#: , 8-70150
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607
Mailing Address
3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607
Phone number
(813) 341-0960
Established
Delaware since 06/08/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFP GROUP, LLC | OWNER | |
| ACHESON, JEFFERY ALLEN | CHIEF BUSINESS DEVELOPMENT OFFICER | 706698 |
| GILMAN, AARON LEE | CHIEF INVESTMENT OFFICER | 5611425 |
| HAMM, WILLIAM CHRISTOPHER | PRESIDENT, CHIEF OPERATING OFFICER | 5814331 |
| HAMM, WILLIAM EUGENE JR | CHIEF EXECUTIVE OFFICER AND CHAIRPERSON OF THE BOARD OF DIRECTORS | 1227713 |
| JOHNSON, TORIAN | CHIEF COMPLIANCE OFFICER | 5363604 |
| MEJIA, OSCAR MIGUEL | FINOP | 5569235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
