Diane Marie Canepa
Professional Summary
Diane Marie Canepa, who also goes by Diana M Canepa, is a registered financial advisor currently at DALMORE GROUP LLC located in Brooklyn, New York and FIN2 located in New York, New York. Diane is registered as a RR (Registered Representative) and started their career in finance in 1994. Diane has worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Diana M Canepa
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
32 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
FIN2 | FIN2, LLC
Contact Information
Main Address
112 West 34th St. 18th Floor, New York, NY 10120Mailing Address
112 W. 34th Street, New York, NY 10120Phone Number
(214) 557-3070Established
Delaware since 10/04/2021Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2002SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Diane Marie Canepa's CRS (Customer Relationship Summary).
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