Diane M. Canepa
Professional summary
Diane Marie Canepa, who also goes by Diana M Canepa, is a registered financial professional currently at DALMORE GROUP LLC located in Brooklyn, New York and FIN2 located in New York, New York.
Diane is registered as a RR (Registered Representative) and started their career in finance in 1994. Diane has worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Diane Marie Canepa's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 18, 2023 - Present
DALMORE GROUP LLC
June 4, 2025 - Present
FIN2
Office #1: 80 Broad Street 5th Floor, New York, NY 10004February 28, 2022 - December 31, 2022
DALMORE GROUP LLC
May 7, 2010 - January 29, 2020
WILLIAM O'NEIL SECURITIES
May 23, 2008 - December 17, 2009
VANGUARD CAPITAL
September 13, 2006 - April 23, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 16, 2004 - October 28, 2005
NATIONAL FINANCIAL SERVICES LLC
August 7, 2000 - October 2, 2003
UBS CAPITAL MARKETS L.P.
May 24, 1994 - October 9, 1997
DEUTSCHE IXE, LLC
February 9, 1994 - June 1, 1994
NEBRASKA HUDSON COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/4/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
FIN2
CRD#: 316863 / SEC#: , 8-70818
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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