David G. Sowerby
Professional summary
David Gerard Sowerby, who also goes by David G Sowerby, is a registered financial professional currently at INVERNESS SECURITIES, LLC located in Cleveland, Ohio.
David is registered as a RR (Registered Representative) and started their career in finance in 1996. David has worked at 5 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Gerard Sowerby's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2017 - Present
INVERNESS SECURITIES, LLC
Office #1: 6060 Parkland Blvd Ste 200, Cleveland, OH 44124January 29, 2010 - August 28, 2019
LOOMIS, SAYLES & COMPANY, L.P.
October 21, 2008 - July 31, 2017
LOOMIS SAYLES DISTRIBUTORS, L.P.
April 18, 2006 - November 19, 2008
NATIXIS DISTRIBUTION, LLC
March 21, 2000 - April 17, 2006
LOOMIS SAYLES DISTRIBUTORS, L.P.
November 20, 1996 - January 22, 1998
BEACON INVESTMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/13/2017)
(9/13/2017)
Exams
FINRA
Current Firm
INVERNESS SECURITIES, LLC
CRD#: 129914 / SEC#: , 8-66278
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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