JA
Jonathan K. Adams
NORTHWEST FINANCIAL ADVISORS LLC
Herndon, VA 20170
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CRD#: 2371031
JA
Professional summary
Jonathan Keith Adams is a registered financial advisor currently at NORTHWEST FINANCIAL ADVISORS LLC located in Herndon, Virginia and LPL FINANCIAL LLC located in Herndon, Virginia.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Jonathan has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 5/31/2007 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 10% - SELL UL, WHOLE LIFE INSURANCE, AND DISABILITY INSURANCE. OCCASIONAL FIXED ANNUITIES. 2. 6/17/2014 - Northwest Financial Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Financial Consultant - Start Date: 04/2014 - 128 Hours Per Month/Time Spent 80% - I provide investment advisory services through Northwest Financial Advisors LLC, an independent investment advisor firm. I started this business activity in 04/2014. I expect to spend approximately 128 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/5/2019 - Northwest Financial Advisors, LLC - Investment Related - DBA for LPL Business (entity for LPL business). 4. 1/2/2020 - Northwest Financial Group LLC - Investment Related - Other-referring broker dealer - Start Date: 2/14/2014 - Compensation paid through this entity in internal records. 5. 2/14/2023 - NW Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - NW Insurance Agency LLC Life Insurance Agent - Start Date - 12/13/2022 - 3 Hours Per Month/3 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Keith Adams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 28, 2014 - Present
NORTHWEST FINANCIAL ADVISORS LLC
Office #1: 200 Spring Street Suite 120, Herndon, VA 20170RIA
CRD#: 166769
Herndon, VA
Current
April 13, 2007 - Present
LPL FINANCIAL LLC
Office #1: 200 Spring Street, Ste 120, Herndon, VA 20170RIA
BD
CRD#: 6413
Herndon, VA
Current
February 14, 2014 - Present
NORTHWEST FINANCIAL GROUP LLC
Office #1: 200 Spring Street Suite 120, Herndon, VA 20170BD
CRD#: 145064
Herndon, VA
Past
April 5, 2021 - April 8, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
ARLINGTON, VA
Past
April 13, 2007 - April 24, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
ARLINGTON, VA
Past
December 19, 2000 - May 11, 2007
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
RESTON, VA
Past
May 3, 1999 - May 11, 2007
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
RESTON, VA
Past
February 2, 1996 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
July 14, 1993 - December 29, 1995
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
July 14, 1993 - December 29, 1995
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NORTHWEST FINANCIAL ADVISORS LLC
NORTHWEST FINANCIAL ADVISORS LLC
CRD#: 166769 / SEC#: 801-77994
RIA
Registered Investment Advisory firm - (6/3/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/9/2021)
RR
Alaska(1/7/2016)
RR
Arizona(1/31/2020)
RR
Arkansas(5/10/2025)
RR
California(8/21/2014)
RR
Colorado(4/13/2007)
RR
Connecticut(7/6/2012)
RR
Delaware(7/14/2009)
RR
District of Columbia(4/13/2007)
RR
Florida(1/30/2015)
RR
Georgia(5/3/2007)
RR
Hawaii(1/21/2009)
RR
Illinois(4/10/2019)
RR
Indiana(1/9/2017)
RR
Iowa(8/25/2020)
RR
Kansas(10/7/2025)
RR
Kentucky(1/2/2018)
RR
Maine(12/6/2021)
RR
Maryland(4/13/2007)
RR
Massachusetts(1/30/2015)
RR
Michigan(1/30/2015)
RR
Minnesota(1/3/2023)
RR
Missouri(1/7/2016)
RR
Nevada(1/2/2018)
RR
New Hampshire(1/31/2020)
RR
New Jersey(11/29/2018)
RR
New Mexico(1/30/2015)
RR
New York(1/20/2016)
RR
North Carolina(5/3/2007)
RR
Ohio(4/13/2007)
RR
Oregon(1/30/2015)
RR
Pennsylvania(4/11/2011)
RR
South Carolina(2/16/2018)
RR
Tennessee(1/22/2021)
RR
Texas(1/2/2018)
RR
Vermont(4/11/2023)
RR
Virginia(4/13/2007)
IAR
Virginia(4/28/2014)
RR
Washington(7/31/2014)
RR
West Virginia(1/30/2015)
RR
Wisconsin(7/14/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NORTHWEST FINANCIAL ADVISORS LLC
NORTHWEST FINANCIAL ADVISORS LLC
CRD#: 166769 / SEC#: 801-77994
RIA
Registered Investment Advisory firm - (6/3/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Spring Street Suite 120, Herndon, VA 20170
Mailing Address
Phone number
(703) 810-1072
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,896 |
| AUM (Assets Under Management) | $ 1,924,736,060 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
