GD
Giovanni Domino
ALEXANDER CAPITAL, L.P.
Red Bank, NJ 07701
Some features on this profile are disabled
CRD#: 2371014
GD
Professional summary
Giovanni Domino, who also goes by John Domino, is a registered financial professional currently at ALEXANDER CAPITAL, L.P. located in Red Bank, New Jersey.
Giovanni is registered as a RR (Registered Representative) and started their career in finance in 1993. Giovanni has worked at 13 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
John Domino
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Giovanni Domino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2025 - Present
ALEXANDER CAPITAL, L.P.
Office #1: 10 Drs James Parker Blvd Suite 202, Red Bank, NJ 07701BD
CRD#: 40077
Red Bank, NJ
Past
September 24, 2021 - March 28, 2025
AEGIS CAPITAL CORP.
BD
CRD#: 15007
Red Bank, NJ
Past
May 20, 2016 - October 11, 2021
ALEXANDER CAPITAL, L.P.
BD
CRD#: 40077
RED BANK, NJ
Past
November 19, 2012 - May 26, 2016
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
RED BANK, NJ
Past
June 2, 2011 - November 20, 2012
NEWBRIDGE SECURITIES CORPORATION
BD
CRD#: 104065
RED BANK, NJ
Past
June 20, 2008 - May 27, 2011
LEGEND SECURITIES, INC.
BD
CRD#: 44952
STATEN ISLAND, NY
Past
September 3, 2002 - June 24, 2008
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
STATEN ISLAND, NY
Past
December 5, 2000 - September 30, 2002
CANTONE RESEARCH INC.
BD
CRD#: 26314
EATONTOWN, NJ
Past
July 11, 1999 - December 1, 2000
PREFERRED SECURITIES GROUP, INC.
BD
CRD#: 35704
BOCA RATON, FL
Past
January 20, 1997 - July 13, 1999
R.D. WHITE & CO., INC.
BD
CRD#: 7011
NEW YORK, NY
Past
November 6, 1996 - April 4, 1997
TOLUCA PACIFIC SECURITIES CORP.
BD
CRD#: 13875
BURBANK, CA
Past
September 26, 1995 - September 9, 1996
EURO-ATLANTIC SECURITIES INC.
BD
CRD#: 21367
BOCA RATON, FL
Past
March 1, 1994 - October 3, 1995
A.S. GOLDMEN & CO., INC.
BD
CRD#: 23180
RED BANK, NJ
Past
July 13, 1993 - April 26, 1994
HANOVER, STERLING & COMPANY LTD.
BD
CRD#: 15491
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/21/2025)
RR
Alaska(3/21/2025)
RR
Arizona(4/7/2025)
RR
Arkansas(3/21/2025)
RR
California(3/21/2025)
RR
Colorado(3/21/2025)
RR
Connecticut(3/24/2025)
RR
Delaware(4/12/2025)
RR
District of Columbia(3/21/2025)
RR
Florida(3/21/2025)
RR
Georgia(3/21/2025)
RR
Idaho(3/24/2025)
RR
Illinois(3/21/2025)
RR
Indiana(4/9/2025)
RR
Iowa(3/28/2025)
RR
Kansas(3/28/2025)
RR
Kentucky(3/21/2025)
RR
Louisiana(3/21/2025)
RR
Maryland(3/21/2025)
RR
Massachusetts(3/24/2025)
RR
Michigan(3/21/2025)
RR
Minnesota(4/7/2025)
RR
Mississippi(3/21/2025)
RR
Missouri(3/24/2025)
RR
Nebraska(3/21/2025)
RR
Nevada(3/21/2025)
RR
New Jersey(4/3/2025)
RR
New Mexico(3/21/2025)
RR
New York(3/21/2025)
RR
North Carolina(4/9/2025)
RR
North Dakota(3/21/2025)
RR
Ohio(3/21/2025)
RR
Oklahoma(3/24/2025)
RR
Pennsylvania(3/21/2025)
RR
Puerto Rico(3/21/2025)
RR
Rhode Island(3/28/2025)
RR
South Carolina(3/21/2025)
RR
South Dakota(3/28/2025)
RR
Texas(3/21/2025)
RR
Utah(3/21/2025)
RR
Vermont(3/21/2025)
RR
Virgin Islands(3/21/2025)
RR
Virginia(3/21/2025)
RR
Washington(4/4/2025)
RR
West Virginia(3/21/2025)
RR
Wisconsin(3/21/2025)
RR
Wyoming(3/21/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
AC
ALEXANDER CAPITAL, L.P.
ALEXANDER CAPITAL, L.P.
CRD#: 40077 / SEC#: , 8-48957
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
10 Drs James Parker Blvd Suite 202, Red Bank, NJ 07701
Mailing Address
10 Drs James Parker Blvd Suite 201, Red Bank, NJ 07701
Phone number
(212) 687-5650
Established
Delaware since 11/28/1995
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SENA MANAGEMENT LLC | PARTNER | |
| JSEC INC | PARTNER | |
| SALKIND, CATHERINE P | PARTNER | 7021439 |
| RUGGIERE, JOSEPH MATTHEW | PARTNER | 2548108 |
| RUGGIERE, WAYNE NMN | PARTNER | 7200730 |
| SALKIND, GENE Z | PARTNER | 7021417 |
| AMATO, JOSEPH ANTHONY | CEO | 2751635 |
| ELDREDGE, MICHAEL WILLIAM | BRANCH MANAGER ATL OFFICE | 2903014 |
| FAUCI, JODI | GENERAL SECS PRINCIPAL | 4189732 |
| FEMIANO, JOHN FRANCIS | GENERAL SECS PRINCIPAL, ANNUUITIES PRINCIPAL | 2132030 |
| FRANCONE, VITO ANTONIO II | COMPLIANCE ASSOCIATE | 2349326 |
| GUIDICIPIETRO, ROCCO GERARD | COO | 2489732 |
| KRISPEAL, RAQUEL E | SENIOR COMPLIANCE OFFICER, BRANCH MANAGER | 5733217 |
| MARTORANO, CARL MARIO | BRANCH MANAGER/OPERATIONS MANAGER/ROSFP | 2286051 |
| MESSINA, PAUL MICHAEL | GENERAL SECS PRINCIPAL, ROSFP, CO-MSRB PRINCIPAL | 5897543 |
| MISITI, MICHELE ANN | CHIEF COMPLIANCE OFFICER - ROSFP - AML OFFICER | 1931272 |
| ROTH, BARBARA NMN | PARTNER | 7200728 |
| SKOVRONCK, JEANPAUL CHARLES | DESIGNATED SUPERVISOR, DEPUTY AML OFFICER | 2744738 |
| STACK, TIMOTHY | SENIOR COMPLIANCE OFFICER | 1426363 |
| STAFFORD, LAWRENCE ROBERT | CHIEF TECHNOLOGY OFFICER | 7046577 |
| SULLIVAN, THOMAS FRANCIS | FINOP/CHIEF FINANCIAL OFFICER/CO-MSRB PRINCIPAL | 1145000 |
| THE SALKIND FAMILY FOUNDATION | PARTNER |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
