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JF

John W. Felix

WHITE OAK MERCHANT PARTNERS
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 2370698
JF

Professional summary

John William Felix is a registered financial professional currently at WHITE OAK MERCHANT PARTNERS LLC located in San Francisco, California.

John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John William Felix's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 4, 2019 - Present

WHITE OAK MERCHANT PARTNERS LLC

Office #1: 3 Embarcadero Center Suite 540, San Francisco, CA 94111
BD
CRD#: 140142
San Francisco, CA
Past

March 12, 2013 - December 31, 2017

FIRST CRAFT SECURITIES, LLC

BD
CRD#: 159680
Orinda, CA
Past

October 1, 1998 - May 18, 2005

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

October 1, 1993 - October 1, 1998

BANCAMERICA SECURITIES, INC.

BD
CRD#: 17977
SAN FRANCISCO, CA
Past

August 18, 1993 - October 1, 1993

BA INVESTMENT SERVICES, INC.

BD
CRD#: 12965
OAKLAND, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/4/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 3/21/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/31/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 3/11/2013
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 8/17/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/21/2014
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WO
WHITE OAK MERCHANT PARTNERS LLC
ACCENT CAPITAL ADVISORS, L.L.C. | WHITE OAK MERCHANT PARTNERS LLC

CRD#: 140142 / SEC#: , 8-67283

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
3 Embarcadero Center Suite 540, San Francisco, CA 94111
Mailing Address
3 Embarcadero Center Suite 540, San Francisco, CA 94111
Phone number
(415) 644-4100
Established
California since 12/05/2005
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WHITE OAK FINANCIAL, LLCSOLE SHAREHOLDER OF REGISTRANT
HAKKAK, ANDRE AMINCHIEF COMPLIANCE OFFICER2198641
HAKKAK, ANDRE AMINCHIEF EXECUTIVE OFFICER AND MEMBER2198641
ROMERO, MONIQUEFINOP6712654

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WHITE OAK MERCHANT PARTNERS LLC

CRD#: 140142San Francisco, CA 94111

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