Andrew J. Hirsch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Joseph Hirsch was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1997. Andrew had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2008 - May 8, 2015
QUEST CAPITAL STRATEGIES, INC.
September 20, 2006 - February 19, 2008
MF GLOBAL INC.
July 2, 2004 - October 28, 2005
J.P. MORGAN SECURITIES LLC
June 4, 2002 - July 12, 2004
QUEST CAPITAL STRATEGIES, INC.
October 2, 2000 - July 5, 2001
GILFORD SECURITIES INCORPORATED
October 18, 1999 - April 27, 2000
SANDS BROTHERS & CO., LTD.
February 19, 1999 - September 28, 1999
THE MINNEAPOLIS COMPANY, INC.
February 9, 1998 - March 13, 1998
PRUDENTIAL EQUITY GROUP, LLC
April 8, 1997 - November 25, 1997
TULLETT PREBON FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
