Alyson Gardner
Professional summary
Alyson Gardner, who also goes by Alyson Brooke Gardner, Alyson Brooke Gardner Kiesel, Alyson Brooke Gardnerkiesel, Alyson Gardner, Alyson Gardner Kiesel, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Jersey City, New Jersey.
Alyson is registered as a RR (Registered Representative) and started their career in finance in 1993. Alyson has worked at 8 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alyson Gardner's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2026 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 499 Washington Blvd, Jersey City, NJ 07310May 13, 2022 - July 15, 2025
MORGAN STANLEY
July 22, 2009 - March 16, 2010
ALADDIN CAPITAL LLC
April 10, 2006 - April 16, 2007
PALI CAPITAL, INC.
October 20, 2004 - March 31, 2006
KNIGHT LIBERTAS LLC
January 28, 1998 - October 21, 2004
CRT CAPITAL GROUP LLC
January 26, 1995 - July 25, 1997
M. J. WHITMAN, INC.
July 28, 1993 - December 2, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 5/13/2022
General Securities Representative ExaminationFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
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