Paul Allegra
Professional summary
Paul Allegra, who also goes by Paul L Allegra, Paul Leo Allegra, is a registered financial professional currently at STONEX FINANCIAL INC. located in Miami, Florida.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1993. Paul has worked at 7 firms and has passed the Series 63, Series 57TO, Series 52TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 14, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Allegra's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 20, 2016 - Present
STONEX FINANCIAL INC.
Office #1: 333 Se 2nd Ave 21st Floor, Miami, FL 33131March 26, 2015 - September 30, 2016
BOREAL CAPITAL SECURITIES LLC
June 10, 2013 - December 1, 2014
ARCA CAPITAL INVESTMENTS, INC.
August 31, 2011 - May 6, 2013
GUZMAN & COMPANY
July 24, 1995 - August 16, 2011
J.P. MORGAN SECURITIES LLC
October 27, 1994 - July 18, 1995
CITIGROUP GLOBAL MARKETS INC.
July 22, 1993 - July 25, 1994
TEEVAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/20/2016)
(9/20/2016)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 11/10/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
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Company Information
STONEX FINANCIAL INC.
CRD#: 45993Miami, FL 33131TRUST BUT VERIFY
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