M. S. Rauf
Professional summary
M. Shahab Rauf, who also goes by Shahab Auf, Mohammad Shahab Rauf, Shahab Rauf, is a registered financial professional currently at AMERICAN TRUST INVESTMENT SERVICES, INC. located in Coconut Creek, Florida.
M. is registered as a RR (Registered Representative) and started their career in finance in 1993. M. has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view M. Shahab Rauf's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2016 - Present
AMERICAN TRUST INVESTMENT SERVICES, INC.
October 1, 2001 - December 31, 2015
LASALLE ST SECURITIES, L.L.C.
June 28, 1999 - October 1, 2001
EISNER SECURITIES, INC.
September 29, 1998 - June 3, 1999
NATIONAL CLEARING CORP.
April 27, 1998 - September 30, 1998
SUNPOINT SECURITIES, INC.
January 3, 1995 - March 6, 1998
JWGENESIS SECURITIES, INC.
March 21, 1994 - December 31, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 20, 1993 - March 15, 1994
ROYAL PALM INVESTMENTS, LTD.
August 23, 1993 - October 6, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2022)
(4/20/2020)
(2/8/2016)
(1/8/2020)
(3/3/2020)
(1/24/2020)
(5/12/2020)
(5/7/2020)
Exams
FINRA
Current Firm
AMERICAN TRUST INVESTMENT SERVICES, INC.
CRD#: 3001 / SEC#: , 8-14394
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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