Thomas V. Rooney
Professional summary
Thomas Vincent Rooney is a registered financial advisor currently at CLEAR FIDUCIARY CONSULTANTS, LLC located in Scottsdale, Arizona.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Thomas has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Vincent Rooney's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2016 - Present
CLEAR FIDUCIARY CONSULTANTS, LLC
May 16, 2023 - June 18, 2024
CWM, LLC
August 1, 2012 - March 12, 2013
BMO HARRIS FINANCIAL ADVISORS, INC.
June 1, 2005 - August 1, 2012
M&I FINANCIAL ADVISORS, INC
October 22, 2003 - November 20, 2003
BANC ONE INVESTMENT ADVISORS CORP
February 6, 2003 - August 10, 2004
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/22/2016)
(1/15/2016)
Exams
Current Firm
CLEAR FIDUCIARY CONSULTANTS, LLC
CRD#: 282259 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 29 |
| AUM (Assets Under Management) | $ 40,500,000 |
Red Flags
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