AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MH

Marcellus J. Hollendoner

CETERA INVESTMENT ADVISERS
LOMBARD, IL 60148
Some features on this profile are disabled
CRD#: 2369345
MH

Professional summary

Marcellus Joseph Hollendoner, who also goes by Marc Joseph Hollendoner, Marc Hollendoner, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lombard, Illinois and CETERA INVESTMENT SERVICES LLC located in Lombard, Illinois.

Marcellus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Marcellus has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Marc Joseph Hollendoner | Marc Hollendoner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcellus Joseph Hollendoner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: One East 22nd Street Suite 710, Lombard, IL 60148
RIA
CRD#: 105644
LOMBARD, IL
Current

September 5, 2025 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: One East 22nd Street Suite 710, Lombard, IL 60148
BD
CRD#: 15340
Lombard, IL
Past

July 21, 2021 - September 9, 2025

LPL FINANCIAL LLC

RIA
CRD#: 6413
LEMONT, IL
Past

July 21, 2021 - September 9, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
LEMONT, IL
Past

July 2, 2020 - July 21, 2021

WADDELL & REED

RIA
CRD#: 866
OAKBROOK TERRACE, IL
Past

July 2, 2020 - July 21, 2021

WADDELL & REED

BD
CRD#: 866
OAKBROOK TERRACE, IL
Past

May 26, 2015 - July 3, 2020

FIFTH THIRD SECURITIES, INC.

RIA
CRD#: 628
BATAVIA, IL
Past

May 26, 2015 - July 3, 2020

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
BATAVIA, IL
Past

November 15, 2012 - May 27, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
NAPERVILLE, IL
Past

November 15, 2012 - May 27, 2015

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
NAPERVILLE, IL
Past

May 16, 2008 - December 3, 2012

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
CHICAGO, IL
Past

May 16, 2008 - December 3, 2012

OPPENHEIMER & CO. INC.

BD
CRD#: 249
CHICAGO, IL
Past

March 16, 2007 - May 22, 2008

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
CHICAGO, IL
Past

March 16, 2007 - May 22, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
CHICAGO, IL
Past

November 13, 2001 - March 28, 2007

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
CHICAGO, IL
Past

October 12, 2001 - March 28, 2007

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
CHICAGO, IL
Past

March 16, 1998 - November 1, 2001

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

February 3, 1997 - March 23, 1998

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

January 7, 1997 - January 29, 1997

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

October 31, 1994 - November 18, 1996

MF GLOBAL INC.

BD
CRD#: 6731
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/9/2025)
RR
Florida
(9/9/2025)
RR
Georgia
(9/10/2025)
RR
Illinois
(9/5/2025)
IAR
Illinois
(9/5/2025)
RR
Missouri
(9/9/2025)
RR
Nevada
(9/9/2025)
RR
New Mexico
(12/22/2025)
RR
Wisconsin
(9/9/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/22/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/10/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 9/27/1995
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/28/1994
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Lombard, IL 60148

TRUST BUT VERIFY

Monitor Marcellus Hollendoner

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

Similar Advisors

Michael Walter Basile
Michael BasileAdvisorCheck Check Mark
COUNTRY CAPITAL MANAGEMENT COMPANY
RR
Chicago, IL
LP
Louis PasterAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Chicago, IL
JV
Jaime VillalobosAdvisorCheck Check Mark
WILLIAM BLAIR
IAR
RR
Chicago, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.