Pradip G. Daya
Professional summary
Pradip Govan Daya, who also goes by Pradip Daya, is a registered financial professional currently at J.K. FINANCIAL SERVICES, INC. located in Norco, California.
Pradip is registered as a RR (Registered Representative) and started their career in finance in 1994. Pradip has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pradip Govan Daya's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 22, 2001 - Present
J.K. FINANCIAL SERVICES, INC.
Office #1: 149 Cross Rail Lane Ste. 102, Norco, CA 92860September 27, 2000 - March 6, 2001
EQUITY TRUST ADVISORS, INC.
September 7, 2000 - November 8, 2001
INTREPID SECURITIES, INC.
November 17, 1999 - August 31, 2000
PROVIDENTIAL SECURITIES, INC.
April 9, 1998 - December 31, 1999
ANDREW GARRETT INC.
March 27, 1997 - May 17, 1998
PROVIDENTIAL SECURITIES, INC.
June 1, 1995 - March 20, 1997
DAEHAN SECURITIES, INC.
February 15, 1995 - February 27, 1995
TITAN/VALUE EQUITIES GROUP, INC.
January 4, 1995 - January 26, 1995
DICKINSON & CO.
June 10, 1994 - January 14, 1995
MONTANO SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2001)
(1/17/2007)
Exams
FINRA
Current Firm
J.K. FINANCIAL SERVICES, INC.
CRD#: 103728 / SEC#: , 8-52214
Contact information
FINRA licenses (7 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
