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MW

Michael J. Winn

CHARTERED WEALTH PARTNERS, LP
Beverly Hills, CA 90212
Some features on this profile are disabled
CRD#: 2369114
MW

Professional summary

Michael Joseph Winn, who also goes by Michael J Winn, is a registered financial advisor currently at CHARTERED WEALTH PARTNERS, LP located in Beverly Hills, California and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michael J Winn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Winn's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 2, 2026 - Present

CHARTERED WEALTH PARTNERS, LP

Office #1: 9401 Wilshire Boulevard Suite 830, Beverly Hills, CA 90212
RIA
CRD#: 338720
Beverly Hills, CA
Current

February 3, 2026 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901
BD
CRD#: 37157
SUMMIT, NJ
Past

November 14, 2025 - December 31, 2025

THE LEADERS GROUP, INC.

BD
CRD#: 37157
SUMMIT, NJ
Past

March 3, 2025 - November 3, 2025

THE LEADERS GROUP, INC.

BD
CRD#: 37157
SUMMIT, NJ
Past

November 13, 2023 - August 14, 2024

BOULEVARD FAMILY WEALTH SERVICES, LLC

RIA
CRD#: 327643
BEVERLY HILLS, CA
Past

August 24, 2021 - March 14, 2023

SANCTUARY SECURITIES, INC.

BD
CRD#: 205
MIAMI, FL
Past

August 23, 2021 - March 14, 2023

SANCTUARY ADVISORS, LLC

RIA
CRD#: 226606
Los Angeles, CA
Past

October 28, 2020 - September 3, 2021

AUDENT GLOBAL ASSET MANAGEMENT, LLC

RIA
CRD#: 308166
LOS ANGELES, CA
Past

July 28, 2020 - August 30, 2021

CAPE SECURITIES INC.

BD
CRD#: 7072
Los Angeles, CA
Past

February 18, 2020 - September 1, 2020

PRIVATE ADVISOR GROUP, LLC

RIA
CRD#: 155216
Los Angeles, CA
Past

May 2, 2016 - February 14, 2020

FIRST REPUBLIC SECURITIES COMPANY, LLC

BD
CRD#: 105108
LOS ANGELES, CA
Past

April 29, 2016 - February 14, 2020

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

RIA
CRD#: 108559
CENTURY CITY, CA
Past

May 13, 2011 - May 27, 2016

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
CENTURY CITY, CA
Past

May 13, 2011 - May 27, 2016

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
CENTURY CITY, CA
Past

November 7, 2007 - May 17, 2011

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
LOS ANGELES, CA
Past

April 15, 2003 - November 12, 2007

OPPENHEIMER ASSET MANAGEMENT

RIA
CRD#: 105559
NEW YORK, NY
Past

January 3, 2003 - April 15, 2003

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
LOS ANGELES, CA
Past

January 3, 2003 - May 17, 2011

OPPENHEIMER & CO. INC.

BD
CRD#: 249
LOS ANGELES, CA
Past

October 7, 1999 - January 3, 2003

CIBC WORLD MARKETS CORP.

RIA
CRD#: 630
LOS ANGELES, CA
Past

October 5, 1999 - January 3, 2003

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

June 28, 1993 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

June 28, 1993 - November 30, 1999

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/4/2026)
IAR
California
(3/2/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/23/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/26/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/7/1998
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/26/1993
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CW
CHARTERED WEALTH PARTNERS, LP
CHARTERED WEALTH PARTNERS, LP

CRD#: 338720 / SEC#: 801-135245

RIA
Registered Investment Advisory firm - (1/26/2026 120-Day Approval)
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Contact information

Main Address
9401 Wilshire Blvd. Suite 500, Beverly Hills, CA 90212
Mailing Address
Phone number
(323) 868-6668
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CWP FORM ADV PART 2A DATED DECEMBER 26, 2025 (12/26/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHARTERED WEALTH PARTNERS, LP

CRD#: 338720Beverly Hills, CA 90212

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