Harry Nathaniel Bloch Ii
Professional Summary
Harry Nathaniel Bloch II, who also goes by Harry Nathaniel Bloch, was a registered financial advisor. Harry was a previously registered financial professional and started their career in finance 1963 - 2017. Harry had worked at 17 firms and has passed the Series 63, SIE, Series 7, Series 1, Series 53, Series 27, Series 24, Series 8 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Harry Nathaniel Bloch
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
63 years in the financial services industry
Current & Past Employments
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Current Firm
HORAN SECURITIES, INC. | HORAN WEALTH MANAGEMENT
Contact Information
Main Address
8044 Montgomery Rd Ste 640, Cincinnati, OH 45236Phone Number
(513) 745-0707Established
Ohio since 11/08/1995Firm Type
CorporationFiscal Year End
DecemberFirm Size
Small# of Employees
27Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HORAN, TERENCE LEE | PRESIDENT | 718264 |
| NAPIER, MICHAEL DUNLAP | VICE PRESIDENT/ REG REP | 4240419 |
| GROSSER, CONNIE SUE | CHIEF COMPLIANCE OFFICER | 1998135 |
| HOERNSCHEMEYER, GREGORY LEO | VICE PRESIDENT/REG REP | 2555372 |
| REYNOLDS, MICHAEL JASON | CHIEF FINANCIAL OFFICER | 7856362 |
| SOLOMON, GEOFFREY EDWARD | VICE PRESIDENT | 734912 |
Regulatory Assets Under Management
Total Number of Accounts
2,245AUM (Assets Under Management)
$698,229,909Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Jun 1963Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Nov 1989Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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