Terence Lee Horan
Professional Summary
Terence Lee Horan, who also goes by Terry Horan, is a registered financial advisor currently at HORAN WEALTH, LLC located in Cincinnati, Ohio and M HOLDINGS SECURITIES, INC. located in Cincinnati, Ohio. Terence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1980. Terence has worked at 13 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Terry Horan
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
46 years in the financial services industry
Current & Past Employments
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Current Firm
HORAN WEALTH, LLC
Contact Information
Main Address
8044 Montgomery Rd, Ste 640, Cincinnati, OH 45236Phone Number
(513) 745-0707# of Employees
32SEC notice filing (35 States and Territories)
Registered to provide investment advisory services in 35 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,817AUM (Assets Under Management)
$1,470,000,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
HORAN WEALTH, LLC
State Registrations and Notice Filings
(4/23/2026)
(2/28/2025)
(2/28/2025)
(2/28/2025)
(6/23/2025)
(7/9/2025)
(6/23/2025)
(2/28/2025)
(2/28/2025)
(7/8/2025)
(7/8/2025)
(2/28/2025)
(7/8/2025)
(7/1/2025)
(8/13/2025)
(2/28/2025)
(2/28/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1980About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Apr 1996About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Terence Lee Horan's CRS (Customer Relationship Summary).
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