EZ
Edward K. Zeller
CETERA INVESTMENT ADVISERS LLC
LAWRENCE, KS 66049
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CRD#: 2368265
EZ
Professional summary
Edward Karl Zeller, CFP®, ChFC® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lawrence, Kansas and CETERA WEALTH SERVICES, LLC located in Lawrence, Kansas.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Edward has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Estate Planning
Insurance Planning
Tax Planning
Retirement Planning
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE SALES; LIFE, HEALTH, DISABILITY, ANNUITIES, LTC AND CRITL ILLNESS.
2. TAX PREP FOR CLIENTS FOR A FEE.
3. NAME OF OTHER BUSINESS: LFG DBA BRUSH CREEK PARTNERS
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES OFFERED THROUGH THE BROKER-DEALER
START DATE: 5/20/2013
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5
BRIEF DESCRIPTION OF DUTIES: OWNER OF LFG, FINANCIAL ADVISOR AND OTHER FINANCIAL SERVICES OFFERED THROUGH THE BROKER-DEALER.
4. NAME OF OTHER BUSINESS: LAWARENCE ACTION CIVITAN CLUB
INVESTMENT RELATED: NO
ADDRESS: LAWRENCE, KS
NATURE OF BUSINESS: CIVIC ORGANIZATION
START DATE: 11/2017
POSITION/TITLE/RELATIONSHIP: BOARD MEMBER
APX NUMBER OF HOURS PER WEEK: 1
APX NUMBER OF HOURS DURING TRADING HOURS: 1
BRIEF DESCRIPTION OF DUTIES: GENERAL DUTIES ;
5. NAME OF OTHER BUSINESS: N/A ;
INVESTMENT RELATED: NO ;
ADDRESS: SAME AS REGISTERED LOCATION ;
NATURE OF BUSINESS: TAX PLANNING ;
START DATE: 08/2019 ;
POSITION/TITLE/RELATIONSHIP: TAX PLANNER ;
APX NUMBER OF HOURS PER WEEK: 2-3 ;
APX NUMBER OF HOURS DURING TRADING HOURS: 2-3 ;
BRIEF DESCRIPTION OF DUTIES: PREPARE TAX PLANNING SPREADSHEETS FOR ADVISORS
6.NAME OF OTHER BUSINESS: LAWRENCE ACTION CIVIC CLUB
INVESTMENT RELATED: NO
ADDRESS: DOUGLAS COUNTY FAIRGROUNDS, LAWRENCE, KS
NATURE OF BUSINESS: CIVIC
START DATE: 11/2019
POSITION/TITLE/RELATIONSHIP: PRESIDENT
APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS
BRIEF DESCRIPTION OF DUTIES: FOCUSED ON HELPING THOSE LESS FORTUNATE AND WITH DISABILITIES.
CRS (Client Relationship Summary) - RIA
Click below to view Edward Karl Zeller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3320 Mesa Way Ste C, Lawrence, KS 66049RIA
CRD#: 105644
LAWRENCE, KS
Current
June 15, 2001 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3320 Mesa Way Ste C, Lawrence, KS 66049BD
CRD#: 13572
Lawrence, KS
Past
November 22, 2010 - April 3, 2015
AFFINITY FINANCIAL ADVISORS
RIA
CRD#: 114412
LAWRENCE, KS
Past
January 2, 2002 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
LAWRENCE, KS
Past
August 30, 1993 - June 7, 2001
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2011)
RR
Colorado(2/5/2010)
RR
Florida(1/22/2025)
RR
Illinois(4/22/2009)
RR
Indiana(5/2/2008)
RR
Iowa(9/6/2023)
RR
Kansas(6/15/2001)
IAR
Kansas(6/29/2023)
RR
Louisiana(4/15/2010)
RR
Massachusetts(1/13/2010)
RR
Minnesota(5/7/2019)
RR
Missouri(6/15/2001)
RR
Montana(7/10/2025)
RR
North Carolina(4/20/2021)
RR
Oklahoma(6/12/2002)
RR
Oregon(4/21/2020)
RR
South Carolina(2/22/2022)
RR
Texas(9/25/2006)
IAR
Texas(6/29/2023)
RR
Washington(2/28/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Lawrence, KS 66049TRUST BUT VERIFY
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Contact information
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